Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Lynn PorterMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$50011-11-2013
William Isaac HargettMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-07-2016
William Gregory SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC12-07-2012
Walter StamperMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$14704-27-2017
Tyler Gene SamuelsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed09-16-2013
Todd C BrannonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-28-2010
Todd A. McCameyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10008-01-2019
Thomas Tucker DunbarMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50010-31-2019
Teresa Dawn ClementsMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation11-26-2014
Tara Dempsey CarlsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Associates, LLC$50009-10-2018
Steven Riley CoffmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15007-28-2010
Stephen Kenneth ReevesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-25-2012
Stephen Ellis HamiltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation10-29-2014
Stefan Daniel GertschMerrill Lynch, Pierce, Fenner & Smith IncorporatedChickasaw Securities, LLC09-28-2009
Sharon Elise HammerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-23-2011
Shane Allen CaldwellMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Advisor Networks LLC$15007-30-2018
Sean Taylor WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC$25007-01-2016
Scottie Lamar Smith IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.11-10-2016
Sarah S MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$50003-31-2011
Rosaline Rogers BanksMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50004-24-2015
Ronny KwonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed03-22-2010
Roger Alton Rhodes Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.03-19-2012
Robert Wooten AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10007-07-2009
Robert E Mcadams Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.$25009-27-2016
Robert Douglas SoerensMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-25-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.