Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Landon TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-03-2020
Margaret Ellie GibbonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC04-03-2020
Kevin Ray HermisMerrill Lynch, Pierce, Fenner & Smith IncorporatedBaker Tilly Capital, LLC03-20-2020
Husein Nazim ValiyaniMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-20-2020
James Harry LaneMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5003-12-2020
Tyler Douglas WisslerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-28-2020
Cynthia Lynn Mosley-GuyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-14-2020
Katherine Ann ShafferMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-14-2020
Nita Lyon TuckerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-14-2020
Kristen Renee ChambleeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-14-2020
Patrick Jerome McclernonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-12-2020
David Matthew SchwartzMerrill Lynch, Pierce, Fenner & Smith IncorporatedAvantax Investment Services, Inc.02-03-2020
Jason Khalil KhawajaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-31-2020
Nancy Geisler McDonaldMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-31-2020
James Arthur SimpsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUSO Financial Services, L.P.01-07-2020
Amanda Leigh BucherMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-02-2020
Antwan Decarlos LambertMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors12-23-2019
James Eric SchulzeMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-19-2019
Mark Marion RamirezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2019
Hector Giovanni Rodriguez GonzalezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-10-2019
Rocio P. GonzalesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-13-2019
Daniel Christopher HickeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-12-2019
Gabriel Alberto GonzalezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-06-2019
Carolina B. MarquezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUNA Brokerage Services, Inc.$15011-05-2019
Joseph Walter TurekMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.11-05-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.