Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathan K CarpenterMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.05-24-2010
Pablo Francisco SadaMerrill Lynch, Pierce, Fenner & Smith IncorporatedActinver Securities, Inc.07-06-2010
Adalberto CuevasMerrill Lynch, Pierce, Fenner & Smith IncorporatedActinver Securities, Inc.03-19-2010
Stephanie Mulder BernalMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.11-30-2018
Shelley Lynn ConineMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC12-19-2016
John Robert PolivkaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.09-08-2016
Dwayne Martin JenkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-14-2016
Scarlet Sue LandryMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$5009-21-2012
Steven Patrick LippMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.02-28-2011
Nancy M MedinaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10007-12-2010
Xavier Leland SykesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-17-2019
Daniel J. BolivarMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-16-2019
Erik Carl MunsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-13-2019
Trevor Landry ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-17-2018
Ethan David KuninMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-10-2018
Michael P. VoltinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-09-2018
Aaron Paul LangstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-25-2018
Lance Tomas FloresMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-11-2018
Patrick Ryan ParkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-28-2016
Jennifer L AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-13-2015
Dennis Lyn SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-08-2014
Meredith D PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-10-2014
Stephanie Ann TamburelloMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-29-2014
Griffin Edward RandleMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-21-2014
Danny AllizadehMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-19-2010
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Showing 1 to 25 of 392 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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