Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey David PiepgrasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$20001-08-2009
Jon Mark VilmarMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-08-2009
James Patrick O'ConnorMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15001-09-2009
Gary Alan GrossMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1001-09-2009
Brian Joseph BenandiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
Bradford John BoikeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
Kevin FullerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5002-13-2009
Alejo OrvananosMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Christopher Paul DeilyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Enrique Eduardo DebayleMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Rajesh MarkanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-08-2009
Kevin Calandro, Elena K SteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedSanders Morris Harris LLC$15005-14-2009
Kevin Colby KuhnelMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5005-14-2009
John Calandro IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedCalandro Advisory Services, Inc.$2505-14-2009
William J Rovere Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-28-2009
Michael Alfred RomaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5006-04-2009
Timothy Martin HickmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-10-2009
Eric Joseph WinklerMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.08-17-2009
Morris Eugene WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-21-2009
Robert James DebeerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-04-2009
Russell William MayMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-04-2009
Breeann J AdamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5009-11-2009
Charles Michael CooperMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5010-02-2009
Lawrence Michael WaldMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-16-2009
John Harold TylerMerrill Lynch, Pierce, Fenner & Smith IncorporatedSanford C. Bernstein & Co., LLC10-16-2009
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Showing 1 to 25 of 392 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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