Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
M Adnan AzizMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-18-2019
Siddharth MehtaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-02-2019
Samantha Lee WardMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-08-2018
Isandra R SalinasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25007-10-2018
Jennifer Martinez AguirreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-02-2018
Derek Jermaine WardMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-08-2018
Faisal RazaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-10-2017
Merita Joann MatthewsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-03-2017
Trey Kyle LawsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-18-2017
Edward Paul Hoffman Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-12-2017
Thomas William GibaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-31-2017
Colton M. CreamerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-03-2017
Viktor SzucsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50001-09-2017
Margarita KarlMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-09-2017
Robert Martin WalkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-30-2016
Stephen Patrick ToshaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50011-15-2016
Theresa Louise BadylakMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-15-2016
Martin Enriquez, Miguel CortinaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$60010-05-2016
Patricia I. FuentesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-26-2016
Michael Scott SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10009-02-2016
John Alfred LedfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10008-19-2016
Robert G BlackMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10008-19-2016
Frederik Allen ConstantinescoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50008-19-2016
Gary Wayne OwensMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$53908-19-2016
Ormand Lee O'NealMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10004-15-2016
Next Page »

Showing 1 to 25 of 85 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.