Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kurt David PetersenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1,00006-26-2019
An LeMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.06-20-2019
Kameron Zan Muzic-AliMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.06-17-2019
Jose R. Jimenez MuratMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-06-2019
Roxanne B. SalinasMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-30-2019
Elias Josue ContrerasMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-03-2019
Kyle D. SimmonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.04-18-2019
Xavier Leland SykesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-17-2019
Daniel J. BolivarMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-16-2019
Suzette Herrin TejedaMerrill Lynch, Pierce, Fenner & Smith IncorporatedSovereign Wealth Advisors LLC04-08-2019
Eric J HernandezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC03-25-2019
Jacob Hunter FordMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-22-2019
Jason Robert McClanahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-01-2019
Brian F. La RoccaMerrill Lynch, Pierce, Fenner & Smith IncorporatedFrost Brokerage Services, Inc.02-25-2019
Erik Carl MunsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-13-2019
Ross Michael Van KlaverenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Investment Management Company$1,00002-11-2019
Joshua Augustus EllerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-11-2019
Ryan Alexander FollettMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.02-04-2019
Morgan Lindsay PyleMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-31-2019
Jeremiah Devein EscamillaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Investment Management Company01-12-2019
Vanessa Renee FaisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC01-10-2019
Trevor Landry ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-17-2018
Forrest Andrew JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedFortune Financial Services, Inc.$2512-06-2018
Verlin Dion HobbsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-06-2018
Elizabeth Brittingham TurpinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-06-2018
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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