Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler James MorinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-03-2019
Diana Schiers GeorgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCrewe Advisors09-17-2019
Joan DuquetteMerrill Lynch, Pierce, Fenner & Smith IncorporatedDFPG Investments, LLC09-05-2019
Avereigh Layne ClarkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEPIQ Capital Group, LLC02-06-2019
Todd Brent ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-29-2018
Joshua Jeffrey BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.11-29-2017
Marc Kristian CabanillaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-13-2017
Thomas Merrill TreeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-01-2016
David Thomas MorrisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-08-2015
Derick Michael LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC03-02-2015
Selina Fonuku RaassMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-21-2014
Nathan Deane MurdockMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC03-31-2014
Michael Allen DukeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-13-2012
Philip Hans DecallejonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-12-2012
Spencer Lonnie OmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-24-2012
Joel Robin LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-29-2012
Andrew Duane RigbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedHornor, Townsend & Kent, LLC05-02-2012
Connor J CottleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-23-2011
Steven Charles Eror Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-29-2011
Brian Michael TerryMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-12-2010
James Robert SchrammMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.11-01-2009
Sandra Murri JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10012-05-2018
Kenneth Reid CuthbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10004-13-2018
Robert Sallis CollinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10004-13-2018
Pamela Jane HeathMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.$10002-28-2017
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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