Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryce William LeygraafMerrill Lynch, Pierce, Fenner & Smith IncorporatedAcorn Financial Advisory Services, Inc.02-21-2018
Michael A Gingrich Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAIG Capital Services, Inc.04-02-2019
Jesse J KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Capital Advisory, LLC12-24-2012
Jaclyn Rose McMahonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.11-01-2016
Shivani SinghMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.12-08-2015
Shahzeib ParvezMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-06-2012
Darren BanhMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10001-05-2011
Shavkat SafaevMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-15-2018
Richard Lester Snoots IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-19-2017
Jacob Todd MorganMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$10010-31-2017
Sang Hoang DuMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-06-2017
Jason N. KimlickMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-19-2017
Dallas Jordan DisbroMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-17-2014
Michael A. BonoMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.06-11-2015
Jeremy Thomas MarcumMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Investment Services, Inc.$25006-08-2016
Jason William RidingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Securities, LLC07-15-2019
James Fredrick PalumboMerrill Lynch, Pierce, Fenner & Smith IncorporatedBedminster Financial Group, Limited11-23-2009
Nathan Wade TonsagerMerrill Lynch, Pierce, Fenner & Smith IncorporatedButtonwood Partners, Inc.06-27-2017
David N. JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedC C F Investments, Inc.01-31-2011
Nathan Lee ArlandMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital Brokerage Corporation08-24-2015
Jonathan D'Alton ThibodeauxMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapitol Securities Management, Inc.$17001-30-2015
David Daniel Gibson VMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.05-26-2016
Mahan HosseiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedChimera Securities, LLC08-22-2011
Blair Groh EgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$25002-26-2015
Stephen Mark GrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10002-26-2009
Next Page »

Showing 1 to 25 of 173 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.