Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jennifer Lynn BerdellMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-16-2009
Peter Carlyle WallsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5001-16-2009
Ronald Jacob DawsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-10-2009
Gregory Lucky Nerantzis Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-13-2009
Helen P de BearnMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-24-2009
Stephen Mark GrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-26-2009
John E SearingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2505-29-2009
Paul Leslie WinslowMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC10-14-2009
Deborah Stewart NuttycombeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-30-2009
James Fredrick PalumboMerrill Lynch, Pierce, Fenner & Smith IncorporatedBedminster Financial Group, Limited11-23-2009
William Braden BarlowMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5002-25-2010
Joshua Shea HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5003-19-2010
Travis Newton JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMICG Investment Management, LLC05-21-2010
Peter Robert AgnewMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10006-04-2010
Nedra Overall AgnewMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-04-2010
John L. BocekMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1006-11-2010
John Mcfarland GobbleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMid-Atlantic Securities, Inc.06-30-2010
Walter Jay GrubbsMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Advisors Corporation09-24-2010
Gregory Thomas ChevrierMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Advisors Corporation09-24-2010
Thomas Robert DicksonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-15-2010
Karin Marie GifuniMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-03-2010
Jeffrey Barry KrashinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-27-2010
Darren BanhMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC01-05-2011
Nicholas Carl DursoMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.01-05-2011
David N. JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedC C F Investments, Inc.01-31-2011
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Showing 1 to 25 of 175 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.