Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon Steffan WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5001-16-2009
Patricia Michele Murphy-RadiganMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-01-2009
William Lawrence DonnellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-15-2009
Michael Walter RaderMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10008-17-2009
Nicholas Patrick CallahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-02-2009
Jamie K WeaverMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.10-15-2009
Jason Jason VeinMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.11-20-2009
Laura Streuli JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC03-08-2010
Geoffrey Scott JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRussell Financial Services, LLC04-26-2010
Joey John DominickMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed06-25-2010
Joseph John HertigMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-25-2010
Robert CampbellMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$5006-25-2010
Gregory Lance JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedRussell Financial Services, LLC08-19-2010
Joseph Montgomery AllenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-18-2011
Joel Stuart PetersenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.02-10-2011
Amanda Mariea MorrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-22-2011
David Scott BeckMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-23-2011
Adam C HouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.06-24-2011
Joyce Lynn MillsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10007-18-2011
Dallas Monroe HutchinsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMoloney Securities Co., Inc.08-22-2011
Bowen Steven ScottMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5009-01-2011
James Randall WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-01-2011
William Guy HowardMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.01-23-2012
Robert Jay ValdezMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.03-19-2012
Shivam RaiMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.04-03-2012
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Showing 1 to 25 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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