Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Margaret M TowleMerrill Lynch, Pierce, Fenner & Smith IncorporatedHighTower Advisors, LLC11-13-2014
Bryan Eric AbdelnoorMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.09-18-2020
Susan Lim LarsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-18-2020
Ivy Qian LiuMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.08-26-2020
Ying HuMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.08-24-2020
Barbara Mitchell BrinerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-10-2020
Peter Todd FitzmyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed07-31-2020
Ryan GriffinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-17-2020
Diana N RenMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-09-2020
Jared WalshMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-19-2020
Scott H McclaveMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.05-15-2020
Cory Ellis HudsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Command Brokerage Services, Inc.05-15-2020
Tanner WilburnMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC04-29-2020
Drue-Dallas SzulkowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-14-2020
Kelsey Jordan LairdMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.04-02-2020
Amarinder Singh SandhuMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC03-18-2020
Olivier P MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed01-24-2020
Clinton CoburnMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-24-2019
Mitchell Devere Anderson JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-15-2019
David Anthony MadiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-04-2019
Chase Allen MiddlesworthMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-25-2019
Michael Patrick EberlyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-13-2019
Stephen Ellis SwadleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedSWADLEY INVESTMENT MANAGEMENT, LLC08-23-2019
Eric Dyson MullinixMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-27-2019
Brian J MarcinekMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-03-2019
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Showing 1 to 25 of 116 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.