Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mitchell Devere Anderson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-15-2019
Chase Allen MiddlesworthMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-25-2019
Christine Ann PhilippsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10004-17-2017
Trong Dinh PhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25003-17-2017
Mark Steven HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-07-2016
Todd Charles KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-07-2016
Naomi Sukkyung KimMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15010-07-2016
Alan LubnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$23210-07-2016
Ramy AwadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$28110-07-2016
Matt James BridgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$29110-07-2016
James Byron FergusonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$48610-07-2016
Jason Lyle WeeseMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50010-07-2016
Kristen Helene BuxtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50010-07-2016
Traci Lynn BumpusMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50010-07-2016
Edward Alan LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-07-2016
Harve Eugene MenkensMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-07-2016
Jack A Hanover Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10002-17-2016
Colby Charles HanoverMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15002-17-2016
Nathan Frederick UnderwoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-01-2016
Nicholas Alan ZuraMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-04-2015
Larry A DimeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10007-31-2015
Hyeon H. KangMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15007-31-2015
Hung Hoang TranMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-31-2015
Randall Raymond RobertsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-06-2015
Andrew Daniel BeasonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-23-2015
Next Page »

Showing 1 to 25 of 44 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.