Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Duncan AikinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-10-2019
Francisco A RosalesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-27-2019
Kiran Ravindra KhotMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15002-05-2019
Tyler Alexander JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-21-2018
James Ryan MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-09-2017
Tegan D SchultzMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Advisor Networks LLC04-18-2017
Michael L. CalawertsMerrill Lynch, Pierce, Fenner & Smith IncorporatedSII Investments, Inc.11-29-2016
Margaret Mary SewartMerrill Lynch, Pierce, Fenner & Smith IncorporatedAssociated Investment Services, Inc.10-30-2015
James Brent LemonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-12-2015
Frederick Gary WotrubaMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation05-26-2015
Colleen M Fairbairn BowarMerrill Lynch, Pierce, Fenner & Smith IncorporatedRobert W. Baird & Co. Incorporated02-05-2014
Joseph Coleman WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-17-2014
Larry Arthur ProchnowMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-17-2014
Laurie Jean TebonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10007-08-2013
Crystal L. CarlsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFilbrandt Investment Advisers Incorporated12-10-2012
David Karl FrancisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15008-31-2012
Mark Edward CapomaccioMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-18-2011
John Joseph O'Hare IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-31-2011
Robert W FisherMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-27-2010
John Michael BennettMerrill Lynch, Pierce, Fenner & Smith IncorporatedKCD Financial, Inc.07-01-2010
Justus Gerald HedeenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.04-30-2010
Michael Paul Ebeling, Ryan G. MelbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5009-08-2009

Showing 1 to 22 of 22 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.