Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Glen RushMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-14-2019
George William McMullenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-14-2019
Robert Anthony MarroneMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-14-2019
Hongmei LiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.06-14-2019
Juan Nicolas EspinosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-14-2019
Whitney Alan KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-14-2019
Philip Richard SiegelMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-14-2019
Wilbert DominguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-14-2019
Ronald G. LeachMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-14-2019
Jack Joseph CantalinMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.06-14-2019
Michael Thomas WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services Advisors, Inc$5006-13-2019
Marie-Sarah Cecile LauretMerrill Lynch, Pierce, Fenner & Smith IncorporatedBGC Financial, L.P.06-13-2019
Anna Elizabeth BergerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-13-2019
Alec Christian SchreiberMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurities America, Inc.06-12-2019
Christopher Paul ArriggMerrill Lynch, Pierce, Fenner & Smith IncorporatedPurshe Kaplan Sterling Investments06-11-2019
Jinesh K. ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC06-11-2019
Jason Lamont BirdMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$1006-07-2019
Ian Michael McCormickMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5006-07-2019
Jose R. Jimenez MuratMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-06-2019
Ledio SimoniMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-06-2019
Kelly Marie CoodyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-06-2019
Rafael SaezMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-06-2019
Jacqueline Diane TarangeloMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors$5006-05-2019
William James Pulice IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1,00006-05-2019
Devin Charles AnthonyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC06-05-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.