Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Alan StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedKestra Investment Services, LLC03-18-2019
Eric Martin CoresselMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.03-19-2019
Baris KandazMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.03-19-2019
Jamie Brett GoldgrubMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation03-21-2019
Timothy L. ParkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$2503-22-2019
Gregory George WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.03-22-2019
Jacob Hunter FordMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-22-2019
Lukasz G JankoMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC03-25-2019
Eric J HernandezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC03-25-2019
Samuel Nathan TuckermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedFortune Financial Services, Inc.03-26-2019
Francisco A RosalesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-27-2019
Ami Vastupal ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrudential Investment Management Services LLC03-28-2019
Michael Paul RauMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.03-28-2019
Michael William TroxellMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Investment Management Company$1,00003-29-2019
Barry Mitchell LovejoyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$5004-01-2019
Suzette Herrin TejedaMerrill Lynch, Pierce, Fenner & Smith IncorporatedSovereign Wealth Advisors LLC04-08-2019
Frederic Rosengarten Van Der GriftMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-12-2019
Gerald Anthony SchmittMerrill Lynch, Pierce, Fenner & Smith IncorporatedWealthcare Consultants, Inc.04-15-2019
Brian Alan WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-15-2019
Eugene LevitMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-16-2019
Daniel J. BolivarMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-16-2019
Daniel P. CooperMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation04-16-2019
Scott Allen SpiersMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Command Financial Planning, Inc.$15004-17-2019
Morris J. Clarke Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5004-17-2019
Xavier Leland SykesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-17-2019
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Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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