Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Alan StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedKestra Investment Services, LLC03-18-2019
Eric Martin CoresselMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.03-19-2019
Baris KandazMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.03-19-2019
Ross Lewis RichmondMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-19-2019
Harley Arnold MonkMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimerFunds Distributor, Inc.03-20-2019
Jamie GoldgrubMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation03-21-2019
Tyler A WattsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-21-2019
Christopher Patrick Long-CallahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedForesters Financial Services, Inc.03-21-2019
Trang Hong TranMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-21-2019
Aaron David DyasMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC03-21-2019
Timothy L ParkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$2503-22-2019
Gregory George WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.03-22-2019
Manuel Grant ManzaneraMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-22-2019
Michael John SchererMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-25-2019
Lukasz G JankoMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC03-25-2019
Eric J HernandezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC03-25-2019
Joselito AquinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-25-2019
Samuel Nathan TuckermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedFortune Financial Services, Inc.03-26-2019
John Charles BochniakMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC03-26-2019
Francisco A RosalesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-27-2019
Robert Daniel Morgan IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedLaidlaw & Company (UK) Ltd.03-27-2019
Ami Vastupal ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrudential Investment Management Services LLC03-28-2019
JOSHUA James HAGENMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation03-28-2019
Melissa Rae SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-29-2019
Michael William TroxellMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Investment Services Company$1,00003-29-2019
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Showing 1 to 25 of 155 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.