Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Baris KandazMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.03-19-2019
Jamie Brett GoldgrubMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation$10003-21-2019
Lukasz G JankoMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC03-25-2019
Robert Daniel Morgan IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedLaidlaw & Company (UK) Ltd.03-27-2019
Nyoka Lenita Richards-MoiseMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-27-2019
Antonio Pina Pina ZentellaMerrill Lynch, Pierce, Fenner & Smith IncorporatedThrivent Investment Management Inc.04-02-2019
John James FioreMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-02-2019
Mehul Mahesh ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-15-2019
Kyle Emerson PontiousMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15004-23-2019
James Anthony GargiuloMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-24-2019
Olatunbosun JoseMerrill Lynch, Pierce, Fenner & Smith IncorporatedBNY Mellon Securities Corporation04-24-2019
Steven A. SackelMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors Financial Network, LLC$50005-02-2019
Jason Scott AliceaMerrill Lynch, Pierce, Fenner & Smith IncorporatedForeside Financial Services, LLC$10005-06-2019
Nicolas Adam StanleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPROTEGE WP05-06-2019
David ElliottMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC05-06-2019
Brian HerbetsMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-07-2019
Brian RabascaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-07-2019
Joseph Madonna IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-07-2019
Tina Renee AnglinMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-09-2019
Scott Robert DoughtyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-13-2019
Taharka K. FarrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.05-13-2019
Franklin Peterson LurieMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation05-13-2019
Jacob Bradley TelleriaMerrill Lynch, Pierce, Fenner & Smith IncorporatedDaVinci Financial Designs05-23-2019
Gerald Anthony SchmittMerrill Lynch, Pierce, Fenner & Smith IncorporatedWealthcare Consultants, Inc.05-31-2019
Milo Harrison FreemanMerrill Lynch, Pierce, Fenner & Smith IncorporatedChimera Securities, LLC06-05-2019
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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