Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Juan Nicolas EspinosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5006-14-2019
Jeffrey Glen RushMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-14-2019
George William McMullenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-14-2019
Hongmei LiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.06-14-2019
Philip Richard SiegelMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-14-2019
Wilbert DominguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-14-2019
Anna Elizabeth BergerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-13-2019
Kelly Marie FriebeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.06-13-2019
Christopher Paul ArriggMerrill Lynch, Pierce, Fenner & Smith IncorporatedPurshe Kaplan Sterling Investments$50006-11-2019
Ian Michael McCormickMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5006-07-2019
Jose R. Jimenez MuratMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-06-2019
Rafael SaezMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-06-2019
William James Pulice IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1,00006-05-2019
Elias SanchezMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid A. Noyes & Company05-31-2019
Jason Paul SeibertMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-31-2019
Brett Michael WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-31-2019
Jennifer Hsiu Chin FernandezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-31-2019
Roxanne B. SalinasMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-30-2019
Edward InchiostroMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC$15005-28-2019
Luke Anthony MillikinMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.05-28-2019
Timothy Charles LawrenceMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5005-24-2019
Dalton Shane WaldropMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-24-2019
Aroson M. RandleMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.05-21-2019
Herbert H. Ludlam IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedHarmony Asset Management LLC05-21-2019
Robert Frazier Coon IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-20-2019
Next Page »

Showing 1 to 25 of 29 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.