Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Curran KolataMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFG Advisors07-22-2019
Zachary Tyson SteinmetzMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-22-2019
Troy ForresterMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC07-22-2019
Jarryd M ReyesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWescom Financial Services07-19-2019
Henry Lee CliftonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-19-2019
Gail Lucette FlanaganMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-18-2019
Tom Dinh NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-18-2019
Devin A WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-18-2019
Kyndal Brian MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC07-18-2019
M Adnan AzizMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-18-2019
Alfonso Luis BonetaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Incorporated of Puerto Rico07-17-2019
Terence Michael SharmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-17-2019
Hermann J HertellMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Incorporated of Puerto Rico07-17-2019
Daniel Steven BergayMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors07-17-2019
Jamar Daniel CokleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMutual of Omaha Investor Services, Inc.07-16-2019
Jason William RidingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Securities, LLC07-15-2019
Evan EiningerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC07-15-2019
Marc GallensteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors07-15-2019
Philip Michael RandazzoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-15-2019
Ashley Jennifer CedroneMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-12-2019
Linda Young PowellMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated07-11-2019
Jason Robert GriffinMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-11-2019
Melissa Madeline CartyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-10-2019
Robert Duncan AikinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-10-2019
Seanna MakepeaceMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Command Brokerage Services, Inc.07-09-2019
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.