Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Benjamin SafierMetLife Securities Inc.Morgan Stanley11-30-2011
Aaron Phillip HughesMetLife Securities Inc.FDX Capital LLC12-01-2015
Adam Dale BrownMetLife Securities Inc.Kovack Securities Inc.12-13-2010
Adam Eric GoichmanMetLife Securities Inc.Allstate Financial Services, LLC08-18-2010
Adam Jose SaldanaMetLife Securities Inc.Edward Jones05-07-2010
Adam Michael LaakkoMetLife Securities Inc.Morgan Stanley01-30-2012
Adam Michael LaibsonMetLife Securities Inc.PFS Investments Inc.12-05-2011
Adam Stewart WertheimerMetLife Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2012
Adam Todd ShermanMetLife Securities Inc.AXA Advisors, LLC02-01-2011
Adir Aparecida SementilliMetLife Securities Inc.Edward Jones06-04-2015
Airinhos Manuel SerradasMetLife Securities Inc.Securities America, Inc.03-23-2011
Alan D SandersMetLife Securities Inc.Edward Jones01-09-2015
Albert Thomas RuggieroMetLife Securities Inc.OneAmerica Securities, Inc.08-29-2014
Alberto FernandezMetLife Securities Inc.Pruco Securities, LLC.09-06-2011
Alexander Tomei Jr.MetLife Securities Inc.AXA Advisors, LLC12-11-2014
Alexander Quinton GrahamMetLife Securities Inc.Newbridge Financial Services Group, Inc.03-04-2016
Alexander T ThinnesMetLife Securities Inc.UBS Financial Services Inc.06-09-2015
Amanda S Van SchaikMetLife Securities Inc.Nationwide Securities, LLC02-24-2017
Amirjon SalomovMetLife Securities Inc.National Securities Corporation11-02-2015
Amrish Navnitbhai PatelMetLife Securities Inc.Securities America, Inc.10-23-2015
Andrea Lynn RussellMetLife Securities Inc.Transamerica Financial Advisors, Inc01-30-2015
Andrea Noel VaioliMetLife Securities Inc.M&T Securities, Inc.06-30-2014
Andrew WaggonerMetLife Securities Inc.Stifel, Nicolaus & Company, Incorporated09-23-2015
Andrew Dominick RoselliMetLife Securities Inc.Morgan Stanley01-16-2015
Andrew E GoughMetLife Securities Inc.Morgan Stanley & Co. LLC02-23-2009
Next Page »

Showing 1 to 25 of 982 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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