Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Drew Fisher CataneseMetLife Securities Inc.Waddell & Reed01-25-2017
Lawrence Marc TaylorMetLife Securities Inc.Janney Montgomery Scott LLC$5001-06-2017
Richard Joseph LandiMetLife Securities Inc.Ameriprise Financial Services, LLC09-19-2016
Matthew James SchommerMetLife Securities Inc.Waddell & Reed09-19-2016
Howard Steven WolkowitzMetLife Securities Inc.AXA Advisors, LLC$1003-29-2016
Alexander Quinton GrahamMetLife Securities Inc.Newbridge Securities Corporation$5003-04-2016
Eric Ryan MooreMetLife Securities Inc.The GMS Group, LLC01-27-2016
Paul Joseph CaricoMetLife Securities Inc.LPL Financial LLC$5001-22-2016
Wilfredo M. PenaMetLife Securities Inc.LPL Financial LLC01-12-2016
Charles Ray Hunt Jr.MetLife Securities Inc.Edward Jones01-08-2016
Laurie Ellen MadenfortMetLife Securities Inc.NYLIFE Securities LLC$2501-05-2016
Ruby Susan TeichMetLife Securities Inc.AXA Advisors, LLC01-05-2016
Walter Salvatore JustMetLife Securities Inc.SunTrust Investment Services, Inc.01-05-2016
Jeffrey J. KrugMetLife Securities Inc.NBC Securities, Inc.$2512-03-2015
Rosanne L. PatsyMetLife Securities Inc.Principal Securities, Inc.10-30-2015
Katie CurvelMetLife Securities Inc.AXA Advisors, LLC10-15-2015
Douglas Joseph TorrettaMetLife Securities Inc.Janney Montgomery Scott LLC10-07-2015
Michael Anthony GentilellaMetLife Securities Inc.INTL FCStone Financial Inc.10-05-2015
Henrique Rafael RodriguezMetLife Securities Inc.AXA Advisors, LLC10-02-2015
Stephen Howard GordonMetLife Securities Inc.Pruco Securities, LLC.09-29-2015
Bryant Lewis RansomMetLife Securities Inc.Raymond James Financial Services, Inc.09-29-2015
Robert Joseph MagleyMetLife Securities Inc.AXA Advisors, LLC09-09-2015
Natasha Renee KnoxMetLife Securities Inc.Allstate Financial Services, LLC09-03-2015
Stephen Neal KarpMetLife Securities Inc.AXA Advisors, LLC08-21-2015
William D. OwenMetLife Securities Inc.JHS Capital Advisors, LLC$5007-01-2015
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.