Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ashleigh Faith AngelleMetLife Securities Inc.MetLife Securities Inc.08-23-2016
Brandan Rose BellinaMetLife Securities Inc.SagePoint Financial, Inc.02-18-2016
Robert Gilbert GossleeMetLife Securities Inc.Securities America, Inc.12-04-2015
David Patrick NadeauMetLife Securities Inc.Cogent Advisory Group LLC11-16-2015
Tequila Lavell HudsonMetLife Securities Inc.J.P. Morgan Securities LLC08-12-2015
Joseph Christopher ThibeauxMetLife Securities Inc.Cetera Investment Services LLC03-30-2015
Shawn W. DyeMetLife Securities Inc.Edward Jones03-09-2015
Robert Eugene BruneMetLife Securities Inc.AXA Advisors, LLC01-23-2015
Michael Burr Halphen Jr.MetLife Securities Inc.Wells Fargo Clearing Services, LLC11-07-2014
Steven Koch MarshMetLife Securities Inc.Transamerica Investors Securities Corporation03-05-2013
Maria PopaMetLife Securities Inc.Morgan Stanley08-31-2011
Chantel G. AymondMetLife Securities Inc.Chase Investment Services Corp.06-03-2011
Flynn Eriksson AuxtMetLife Securities Inc.Chase Investment Services Corp.08-17-2009
James David PaulMetLife Securities Inc.First Allied Securities, Inc.05-19-2009

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.