Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Alec BraunsteinMetLife Securities Inc.Wells Fargo Clearing Services, LLC08-24-2016
Edwin L Culin IIIMetLife Securities Inc.Citizens Securities, Inc.02-05-2016
Christopher Mark JustinoMetLife Securities Inc.G.F. Investment Services, LLC01-20-2016
John RatkoskiMetLife Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-19-2016
Christopher Walter EbleMetLife Securities Inc.Wells Fargo Clearing Services, LLC12-18-2015
David Michael WallaceMetLife Securities Inc.Capitol Securities Management, Inc.11-30-2015
Ottilia Boechat SturaMetLife Securities Inc.J.P. Morgan Securities LLC10-30-2015
Gary Michael LallyMetLife Securities Inc.Citizens Securities, Inc.10-29-2015
David Mark SelenkoMetLife Securities Inc.Morgan Stanley10-23-2015
Neal GordonMetLife Securities Inc.J.P. Morgan Securities LLC10-23-2015
Richard James JansonMetLife Securities Inc.David Lerner Associates, Inc.08-28-2015
Tammy KernerMetLife Securities Inc.David Lerner Associates, Inc.08-28-2015
Paul Anthony MoscickiMetLife Securities Inc.Edward Jones08-11-2015
Lois Jean LewisMetLife Securities Inc.LPL Financial LLC07-10-2015
Isabel Maria Rodrigues-PauloMetLife Securities Inc.Cetera Investment Services LLC05-29-2015
Ghazi Z NweiranMetLife Securities Inc.J.H. Darbie & Co., Inc.05-26-2015
Christopher Salvatore GuerrieriMetLife Securities Inc.AXA Advisors, LLC05-04-2015
Meghan Carey KinskyMetLife Securities Inc.Buckman, Buckman & Reid, Inc.04-07-2015
Sabiha Jabbar KhanMetLife Securities Inc.PNC Investments03-01-2015
James Roe SharabbaMetLife Securities Inc.Allstate Financial Services, LLC02-20-2015
Edward Thomas MunozMetLife Securities Inc.Park Avenue Securities LLC12-05-2014
Kathleen BrownMetLife Securities Inc.National Planning Corporation11-13-2014
Byungseung KangMetLife Securities Inc.SH Investment & Securities09-30-2014
James Paul CooneyMetLife Securities Inc.Equity Services, Inc.09-05-2014
Camille Antoinette Hernandez-BurtMetLife Securities Inc.PNC Investments08-26-2014
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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