Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Allen MarkowichMetLife Securities Inc.Firstrust Financial Advisors07-06-2016
Tyler Ryan CoxMetLife Securities Inc.PNC Investments$2504-08-2016
Brian David LesserMetLife Securities Inc.SagePoint Financial, Inc.04-05-2016
Thomas Larry Barnhart IIMetLife Securities Inc.Pruco Securities, LLC.03-04-2016
Thomas Joseph ArtersMetLife Securities Inc.NYLIFE Securities LLC02-22-2016
Carl Leon WalbertMetLife Securities Inc.Calton & Associates, Inc.$1002-19-2016
Ashley A. MillerMetLife Securities Inc.Cetera Advisor Networks LLC01-29-2016
Renee Marie AxtonMetLife Securities Inc.First Command Financial Planning, Inc.01-28-2016
Matthew S CraneMetLife Securities Inc.Mutual of Omaha Investor Services, Inc.01-11-2016
Zachary John MooneyMetLife Securities Inc.NYLIFE Securities LLC01-04-2016
Lisa C DortMetLife Securities Inc.NYLIFE Securities LLC08-11-2015
Gregory Edmund Kessler Jr.MetLife Securities Inc.INVEST Financial Corporation$10008-03-2015
Jason Paul ZwiebelMetLife Securities Inc.TD Ameritrade Investment Management, LLC$1008-01-2015
Joseph F. RossettiMetLife Securities Inc.Aegis Capital Corp.07-09-2015
Patrick Durrer GoesslingMetLife Securities Inc.Park Avenue Securities LLC06-22-2015
Jeremiah Michael SensenigMetLife Securities Inc.Investment Professionals, Inc.05-29-2015
Matthew Eric PratznerMetLife Securities Inc.Lincoln Financial Advisors Corporation04-24-2015
Joseph Charles CefaliMetLife Securities Inc.Mutual of Omaha Investor Services, Inc.02-27-2015
Francis FredericoMetLife Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2502-06-2015
Matt HostetterMetLife Securities Inc.Northwestern Mutual Investment Services, LLC01-09-2015
Donald Paul DebarrMetLife Securities Inc.Northwestern Mutual Investment Services, LLC01-05-2015
Judith Wolcott FrantzMetLife Securities Inc.Avantax Investment Services, Inc.$2509-12-2014
Paul Christopher MoxenMetLife Securities Inc.Park Avenue Securities LLC07-17-2014
David Edward SmedleyMetLife Securities Inc.Fortune Financial Services, Inc.03-14-2014
Michael MartinelliMetLife Securities Inc.Hartford Funds Distributors, LLC02-10-2014
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.