Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Al Gene WardMoney Concepts Capital CorpFirst Command Financial Planning, Inc.08-01-2018
Albert William SternMoney Concepts Capital CorpNext Financial Group, Inc.$25009-01-2016
Alden Lawrence Antin Bryanton Jr.Money Concepts Capital CorpEssex Securities LLC01-15-2019
Alexander Eric MetznerMoney Concepts Capital CorpMcAdam LLC07-25-2016
Allan Laird CrumesMoney Concepts Capital CorpQA3 Financial Corp.$10002-10-2011
Andrew Lee ArehartMoney Concepts Capital CorpLPL Financial LLC01-05-2017
Andrew Lucas FinniganMoney Concepts Capital CorpCommonwealth Financial Network$25011-04-2019
Andrew Michael PanyikMoney Concepts Capital CorpWoodbury Financial Services, Inc.$25006-08-2012
Andrew Robert RaggioMoney Concepts Capital CorpAmeriprise Financial Services, Inc.09-12-2013
Angel Ricardo VegaMoney Concepts Capital CorpNYLIFE Securities LLC09-25-2019
Ann M. SapelliMoney Concepts Capital CorpMML Investors Services, LLC$10001-24-2011
Anna MarzoukMoney Concepts Capital CorpMML Investors Services, LLC08-02-2017
Anthony Frederick HobsonMoney Concepts Capital CorpInvestors Capital Corp.10-24-2016
Anthony Lee HammockMoney Concepts Capital CorpThe Leaders Group, Inc.08-01-2015
Anthony Lee TinsleyMoney Concepts Capital CorpResource Horizons Group LLC$10008-22-2013
Anthony Thomas Larocca Jr.Money Concepts Capital CorpEssex Securities LLC$10011-03-2014
Antoine Lionel DuncanMoney Concepts Capital CorpAvantax Investment Services, Inc.06-20-2017
Atonn Gregory Edward SmeltzerMoney Concepts Capital CorpMML Investors Services, LLC03-22-2017
Barbara Anderson GloverMoney Concepts Capital CorpCincinnati Analysts, Inc.$15008-03-2009
Barry Devon RichardsonMoney Concepts Capital CorpFSC Securities Corporation08-06-2018
Barry Joseph MarsolaisMoney Concepts Capital CorpEssex Securities LLC$25004-15-2014
Benjamin Franklin HoeftMoney Concepts Capital CorpLPL Financial LLC$25002-29-2016
Benjamin Justin ByrneMoney Concepts Capital CorpSignator Investors, Inc.$25011-30-2011
Benjamin VanengelenhovenMoney Concepts Capital CorpMML Investors Services, LLC02-19-2015
Bernita Marie PridgettMoney Concepts Capital CorpRaymond James Financial Services, Inc.01-01-2012
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Showing 1 to 25 of 219 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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