Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank James WisdoMoney Concepts Capital CorpSecurian Financial Services, Inc.07-26-2019
Nenad KojicMoney Concepts Capital CorpSecurian Financial Services, Inc.06-03-2019
Paul Arthur GoekeMoney Concepts Capital CorpAmeriprise Financial Services, Inc.02-15-2019
Alden Lawrence Antin Bryanton Jr.Money Concepts Capital CorpEssex Securities LLC01-15-2019
Julie Ann DillonMoney Concepts Capital CorpAPW Capital, Inc.$1010-12-2018
Ernest Edward ZitoMoney Concepts Capital CorpIFS Securities$2508-23-2018
Jonathan David DeloneyMoney Concepts Capital CorpTransamerica Financial Advisors, Inc08-23-2018
Rexford Stephen HendersonMoney Concepts Capital CorpThe Financial Well, Inc.06-26-2018
Marcos A. MadrilMoney Concepts Capital CorpNova Financial Services$10005-10-2018
Rodolfo ValdesMoney Concepts Capital CorpINVEST Financial Corporation$10002-12-2018
Robert Dean LaneMoney Concepts Capital CorpCUSO Financial Services, L.P.10-17-2017
Daniel Lawrence BertucelliMoney Concepts Capital CorpDouble Eagle Securities of America, Inc.02-23-2017
Thomas Andrew VanderslootMoney Concepts Capital CorpPrincipal Securities, Inc.07-18-2016
George Robert MyersMoney Concepts Capital CorpBrokers International Financial Services, LLC.06-18-2015
Whitney Prescott StricklinMoney Concepts Capital CorpMML Investors Services, LLC$5001-30-2015
Norman Joseph McLaughlinMoney Concepts Capital CorpEssex Securities LLC$1001-02-2015
Gregory James SwehlaMoney Concepts Capital CorpSagePoint Financial, Inc.12-16-2014
Darlene Van BeekMoney Concepts Capital CorpAXA Advisors, LLC12-11-2014
Steven Craig GradyMoney Concepts Capital CorpResource Horizons Group LLC11-03-2014
Irene Nelsenn MuroMoney Concepts Capital CorpSagePoint Financial, Inc.$1010-15-2014
Kevin FullertonMoney Concepts Capital CorpEssex Securities LLC10-15-2014
Thomas Michael UngradyMoney Concepts Capital CorpSagePoint Financial, Inc.10-15-2014
David Anthony MercurioMoney Concepts Capital CorpEdward Jones09-09-2014
James Russell HardestyMoney Concepts Capital CorpCentaurus Financial, Inc.05-05-2014
Barry Joseph MarsolaisMoney Concepts Capital CorpEssex Securities LLC04-15-2014
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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