Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jill Macho PodehlMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-09-2020
Sarah A BolousMorgan StanleyU.S. Bancorp Investments, Inc.10-08-2020
Elizabeth Sharon RobertsMorgan StanleyWells Fargo Clearing Services, LLC10-02-2020
Sanford Irving SmithMorgan StanleyWells Fargo Clearing Services, LLC10-02-2020
Karen Beth RosnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2020
Ylisa Irra SeymourMorgan StanleyAmeriprise Financial Services, LLC10-02-2020
Arthur Blake ShermanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2020
David M SimonMorgan StanleyUBS Financial Services Inc.09-30-2020
Paul BomwellMorgan StanleyUBS Financial Services Inc.09-30-2020
Matthew Isaac SecemskiMorgan StanleySummit Financial, LLC09-30-2020
Mary T McGovernMorgan StanleyM&T Securities, Inc.09-29-2020
Norman Kenneth FerrandoMorgan StanleyCharles Schwab & Co., Inc.09-29-2020
Sean Matthew ClancyMorgan StanleyUBS Financial Services Inc.09-25-2020
Achilles KontoyiannisMorgan StanleyUBS Financial Services Inc.09-25-2020
David JOSEPH DeLucaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2020
Ioannis K MitsisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2020
Karen Veronica RademeyerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2020
John Taylor GenoveseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2020
Taylor N MccullersMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2020
Lindsey Rene SteffeMorgan StanleyFidelity Personal and Workplace Advisors09-24-2020
Waldir Najar MahanaMorgan StanleyUBS Financial Services Inc.$2509-21-2020
Walter Russell TrappMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Louis Stephen MeltzerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Diana L HeitzmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Bradley Michael BeasleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
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Showing 1 to 25 of 4,540 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.