Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Anthony PepperMorgan StanleyWells Fargo Clearing Services, LLC05-24-2019
Joseph BasileMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
John Brison GlueckertMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$104-26-2019
Robert Tipton DavisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-26-2019
Jeffrey David McGloneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-26-2019
Thomas R KoveleskieMorgan StanleyUBS Financial Services Inc.$2504-26-2019
Melroy Savio AtkinsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-24-2019
Richard A De LucaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$104-18-2019
Jared Lyle HarguessMorgan StanleyFisher Investments04-03-2019
Alan Ferreira Braga Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-29-2019
David Andrew HatzMorgan StanleyUBS Financial Services Inc.$5003-29-2019
Robert Custer GenselMorgan StanleyUBS Financial Services Inc.$5003-29-2019
Steven R BellMorgan StanleyStoever, Glass & Company Inc.$5003-28-2019
Justin Mckenzie CallenderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Thomas Andrew SpringateMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-15-2019
Caroline Magrish CalderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Melissa Ann CunninghamMorgan StanleyCitizens Securities, Inc.$103-05-2019
Mari Elaine BryanMorgan StanleyWells Fargo Clearing Services, LLC$103-01-2019
Stephanie M MeeksMorgan StanleyWells Fargo Clearing Services, LLC$5003-01-2019
James Edward GravesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-22-2019
Chelsea DengMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-15-2019
Joseph Brian SiwekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2019
Brett A CohenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Daniel MarksMorgan StanleyUBS Financial Services Inc.$10002-01-2019
Jevin M FergusonMorgan StanleyUBS Financial Services Inc.$5002-01-2019
Next Page »

Showing 1 to 25 of 5,432 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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