Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Daniel ScialoMorgan Stanley1st Global Capital Corp.03-21-2017
Elizabeth Lanier MccormackMorgan Stanley1st Global Capital Corp.12-06-2011
William James BassowMorgan Stanley1st Global Capital Corp.03-15-2010
Lewis Lee KasowitzMorgan StanleyA.G.P. / Alliance Global Partners$10007-19-2013
Marcio Del CorsoMorgan StanleyA.G.P. / Alliance Global Partners07-03-2013
Jenny M MitchellMorgan StanleyAberdeen Fund Distributors, LLC03-01-2014
Mark Anthony BavaroMorgan StanleyAcademy Securities, Inc.08-08-2016
Michael John MorrissMorgan StanleyAcademy Securities, Inc.08-05-2014
Armando AcevedoMorgan StanleyActinver Securities, Inc.07-05-2013
Jan DoernteMorgan StanleyADP Broker-Dealer, Inc.08-18-2014
James Nathaniel MeehanMorgan StanleyADP Broker-Dealer, Inc.07-08-2009
Jack Capewell LindMorgan StanleyAdvanced Equities Services Corp.09-28-2011
Silvio David Morales IIIMorgan StanleyAdvanced Equities, Inc.05-20-2013
Richard Alan CatiponMorgan StanleyAdvanced Equities, Inc.11-12-2012
Harlene Liss GantmanMorgan StanleyAegis Capital Corp.11-29-2018
Ryan Peter WroblewskiMorgan StanleyAegis Capital Corp.04-26-2016
Shari Lynn KasnerMorgan StanleyAegis Capital Corp.11-30-2015
Seth J SpivackMorgan StanleyAegis Capital Corp.11-12-2015
Jonathan J GuidaMorgan StanleyAegis Capital Corp.02-21-2013
Suni Klare ConwayMorgan StanleyAIG Capital Services, Inc.10-24-2017
John Michael ColeMorgan StanleyAK Capital, LLC11-15-2010
Elana B GofmanMorgan StanleyAllianceBernstein Investments, Inc.03-18-2010
Brian David StokesMorgan StanleyAllianceBernstein Investments, Inc.$109-14-2009
Donald Brian Grennon Jr.Morgan StanleyAllianceBernstein L.P.06-08-2016
Ayanna Elizabeth Marie DunnMorgan StanleyAllianceBernstein L.P.$103-04-2014
Next Page »

Showing 1 to 25 of 5,438 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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