Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Daniel ScialoMorgan Stanley1st Global Capital Corp.03-21-2017
Elizabeth L. McCormackMorgan Stanley1st Global Capital Corp.12-06-2011
William James BassowMorgan Stanley1st Global Capital Corp.$5003-15-2010
Myer Alexander RicklessMorgan StanleyA.G.P / Alliance Global Partners$50011-15-2018
Lewis Lee KasowitzMorgan StanleyA.G.P / Alliance Global Partners07-19-2013
Marcio Del CorsoMorgan StanleyA.G.P / Alliance Global Partners07-03-2013
Jenny M. MitchellMorgan StanleyAberdeen Fund Distributors, LLC03-01-2014
Mark Anthony BavaroMorgan StanleyAcademy Securities, Inc.08-08-2016
Michael John MorrissMorgan StanleyAcademy Securities, Inc.08-05-2014
Mary Kathleen FisherMorgan StanleyAccolade Asset/Liability Advisory Services04-25-2017
Alfonso Duarte RiosecoMorgan StanleyActinver Securities, Inc.02-28-2019
Armando AcevedoMorgan StanleyActinver Securities, Inc.07-05-2013
Jan DoernteMorgan StanleyADP Broker-Dealer, Inc.08-18-2014
James N. MeehanMorgan StanleyADP Broker-Dealer, Inc.07-08-2009
Jack Capewell LindMorgan StanleyAdvanced Equities Services Corp.09-28-2011
Richard Alan CatiponMorgan StanleyAdvanced Equities, Inc.11-12-2012
Nathan J HurtyMorgan StanleyAdvanced Equities, Inc.10-17-2011
Harlene Liss GantmanMorgan StanleyAegis Capital Corp.11-29-2018
Daniel RonaMorgan StanleyAegis Capital Corp.08-17-2018
Ryan Peter WroblewskiMorgan StanleyAegis Capital Corp.04-26-2016
Shari Lynn KasnerMorgan StanleyAegis Capital Corp.11-30-2015
Seth J SpivackMorgan StanleyAegis Capital Corp.11-12-2015
Jonathan J. GuidaMorgan StanleyAegis Capital Corp.02-21-2013
Suni Klare ConwayMorgan StanleyAIG Capital Services, Inc.10-24-2017
John Michael ColeMorgan StanleyAK Capital, LLC11-15-2010
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Showing 1 to 25 of 7,294 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.