Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Glen Alan Long Jr.Morgan StanleyAXA Advisors, LLC11-03-2015
Gonzalo MoralesMorgan StanleyAXA Advisors, LLC09-29-2015
Jeffrey Lunn CalkinsMorgan StanleyAXA Advisors, LLC09-08-2015
Graham Donovan NolenMorgan StanleyAXA Advisors, LLC08-24-2015
Cody R. DemmelMorgan StanleyAXA Advisors, LLC06-26-2015
Maria-Monica MaherMorgan StanleyAXA Advisors, LLC08-19-2014
Kaitlin Mary InchauspeMorgan StanleyAXA Advisors, LLC05-09-2014
Kathryn Ann FeldkampMorgan StanleyAXA Advisors, LLC05-07-2014
Chi Yau FuMorgan StanleyAXA Advisors, LLC02-21-2014
Rick BerryMorgan StanleyAXA Advisors, LLC01-16-2014
Suzanne C. DefeliceMorgan StanleyAXA Advisors, LLC01-09-2014
Bonnie Lynn O'QuinnMorgan StanleyAXA Advisors, LLC01-01-2014
Patrick K. TaylorMorgan StanleyAXA Advisors, LLC11-01-2013
Justin Davis ThummelMorgan StanleyAXA Advisors, LLC09-16-2013
Alex Douglas ColeMorgan StanleyAXA Advisors, LLC08-30-2013
Garrett B CaplinMorgan StanleyAXA Advisors, LLC08-20-2013
James FerraioliMorgan StanleyAXA Advisors, LLC07-25-2013
Christopher A. CoffinMorgan StanleyAXA Advisors, LLC07-18-2013
Bunyan TomMorgan StanleyAXA Advisors, LLC06-27-2013
Richard Wayne PersingerMorgan StanleyAXA Advisors, LLC05-13-2013
Gary McPhersonMorgan StanleyAXA Advisors, LLC05-13-2013
Devin T. RountreeMorgan StanleyAXA Advisors, LLC02-27-2013
Michael Oren WexlerMorgan StanleyAXA Advisors, LLC02-11-2013
Anthony J Rocchio IIIMorgan StanleyAXA Advisors, LLC01-18-2013
Richard Tyler LemmonMorgan StanleyAXA Advisors, LLC01-15-2013
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Showing 226 to 250 of 7,294 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.