Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William James EngelbergerMorgan StanleyCharles Schwab & Co., Inc.03-15-2010
Charles Michael GrohsMorgan StanleyCharles Schwab & Co., Inc.01-15-2010
Graham Kolbe RogneyMorgan StanleyCharles Schwab & Co., Inc.11-06-2009
Bryan SchonMorgan StanleyChase Investment Services$20511-01-2012
Adam LeapleyMorgan StanleyChase Investment Services$20501-28-2011
Anthony John TreboldiMorgan StanleyChase Investment Services Corp.09-28-2012
Christopher Taylor ShibleyMorgan StanleyChase Investment Services Corp.$1006-05-2012
Edward Heath GoodsonMorgan StanleyChase Investment Services Corp.05-11-2012
John Anderson Lumpkin Jr.Morgan StanleyChase Investment Services Corp.05-10-2012
Timothy Christian OsgoodMorgan StanleyChase Investment Services Corp.$5001-13-2012
Michael T AljancicMorgan StanleyChase Investment Services Corp.12-02-2011
Jason Grady SandersMorgan StanleyChase Investment Services Corp.$10005-27-2011
Mike BermanMorgan StanleyChase Investment Services Corp.05-13-2011
Peggy Ann KelleherMorgan StanleyChase Investment Services Corp.03-25-2011
David Matthew FermanMorgan StanleyChase Investment Services Corp.02-11-2011
Celeste Roni DinermanMorgan StanleyChase Investment Services Corp.02-11-2011
Adam Patrick Leapley, Jennifer L. HradekMorgan StanleyChase Investment Services Corp.$15001-14-2011
Timothy Scott SattleyMorgan StanleyChase Investment Services Corp.$5011-12-2010
Jerry CangelosiMorgan StanleyChase Investment Services Corp.$15009-03-2010
Thomas Michael NixonMorgan StanleyChase Investment Services Corp.$10009-03-2010
Jay Marshall DienesMorgan StanleyChase Investment Services Corp.$15007-02-2010
Michael Joseph LupiaMorgan StanleyChase Investment Services Corp.$15006-18-2010
Todd David LubinMorgan StanleyChase Investment Services Corp.06-07-2010
Matthew S HarschMorgan StanleyChase Investment Services Corp.$15004-01-2010
Mark Tilden NewmanMorgan StanleyChase Investment Services Corp.$10007-06-2009
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Showing 251 to 275 of 10,779 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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