Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler Clay WrightMorgan StanleyAXA Advisors, LLC12-20-2012
Marc Peter HansenMorgan StanleyAXA Advisors, LLC12-14-2012
Matthew SeamanMorgan StanleyAXA Advisors, LLC12-05-2012
Francis Thomas AvoleseMorgan StanleyAXA Advisors, LLC10-17-2012
Vu Hoang ChauMorgan StanleyAXA Advisors, LLC09-10-2012
Barrington Leonard MinnisMorgan StanleyAXA Advisors, LLC07-23-2012
Stephen Charles ScottMorgan StanleyAXA Advisors, LLC05-14-2012
Benjamin Daniel SobelMorgan StanleyAXA Advisors, LLC04-16-2012
Raniel IniguezMorgan StanleyAXA Advisors, LLC01-17-2012
Pei-Chin AndrewMorgan StanleyAXA Advisors, LLC09-19-2011
Julie A. DavisMorgan StanleyAXA Advisors, LLC09-01-2011
Brynn Hallie AndrewsMorgan StanleyAXA Advisors, LLC08-01-2011
Beth Ann JohnsonMorgan StanleyAXA Advisors, LLC07-29-2011
Anson Trent HarrisMorgan StanleyAXA Advisors, LLC04-11-2011
Darlene Mary ScepkowskiMorgan StanleyAXA Advisors, LLC02-18-2011
Owen Edward OneillMorgan StanleyAXA Advisors, LLC12-20-2010
William Windle Mccandless IIIMorgan StanleyAXA Advisors, LLC09-20-2010
Melissa M. CongerMorgan StanleyAXA Advisors, LLC09-07-2010
Kevin James ReganMorgan StanleyAXA Advisors, LLC09-06-2010
Erik Jack WillangerMorgan StanleyAXA Advisors, LLC05-10-2010
Steven R. BokronMorgan StanleyAXA Advisors, LLC05-06-2010
Lee Tyler KennedyMorgan StanleyAXA Advisors, LLC03-19-2010
Jon Carlo LoprestiMorgan StanleyAXA Advisors, LLC03-15-2010
Robert K. WolffeMorgan StanleyAXA Advisors, LLC03-15-2010
Joseph Michael GalascioneMorgan StanleyAXA Advisors, LLC02-11-2010
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Showing 251 to 275 of 7,294 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.