Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Joseph ReyesMorgan StanleyBankers Life Securities, Inc.03-06-2018
Daniel O'Hare NevilleMorgan StanleyBankers Life Securities, Inc.09-01-2016
Kimberli Mie Komo LoMorgan StanleyBankoh Investment Services, Inc.02-28-2020
Kyle Katsumi KagimotoMorgan StanleyBankoh Investment Services, Inc.$10009-11-2015
Gavin Takeo TaniokaMorgan StanleyBankoh Investment Services, Inc.09-11-2015
Kapena Kaumualii LumMorgan StanleyBankoh Investment Services, Inc.$1009-11-2015
Harris Evan MandelMorgan StanleyBarclays Capital Inc.12-18-2015
Michael Walter SchaferMorgan StanleyBarclays Capital Inc.12-11-2015
Jorge Luis Padilla Jr.Morgan StanleyBarclays Capital Inc.11-06-2015
David Francis ManciMorgan StanleyBarclays Capital Inc.10-20-2015
Alexander J. BretonMorgan StanleyBarclays Capital Inc.10-02-2015
Mark David FinneganMorgan StanleyBarclays Capital Inc.$2509-21-2015
Christopher Allan GilletteMorgan StanleyBarclays Capital Inc.09-21-2015
James F Fitzgerald IIIMorgan StanleyBarclays Capital Inc.09-21-2015
Joshua DavisMorgan StanleyBarclays Capital Inc.09-21-2015
Christine Elizabeth GentilucciMorgan StanleyBarclays Capital Inc.09-21-2015
Louis Jay GreifMorgan StanleyBarclays Capital Inc.08-03-2015
Marc Israel KaretskyMorgan StanleyBarclays Capital Inc.$15007-14-2015
Louise Rogers RoamanMorgan StanleyBarclays Capital Inc.07-14-2015
Sylvia Herman GortMorgan StanleyBarclays Capital Inc.$15007-14-2015
Matthew J PejkovicMorgan StanleyBarclays Capital Inc.07-14-2015
James Vincent PucciarelliMorgan StanleyBarclays Capital Inc.$15007-13-2015
Norman Fred SiegelMorgan StanleyBarclays Capital Inc.$2507-13-2015
Kerri Keisler ConnellanMorgan StanleyBarclays Capital Inc.$10007-13-2015
Brian Samuel SchneiderMorgan StanleyBarclays Capital Inc.07-13-2015
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Showing 301 to 325 of 7,294 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.