Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Dominick MarinoMorgan StanleyCitigroup Global Markets Inc.02-19-2016
Henry Chia-How ChangMorgan StanleyCitigroup Global Markets Inc.10-20-2015
Robert Vincent Kyle III, Mark William PetersMorgan StanleyCitigroup Global Markets Inc.05-11-2015
Adam Charles BellMorgan StanleyCitigroup Global Markets Inc.$10004-17-2015
William J. Minsch IIIMorgan StanleyCitigroup Global Markets Inc.03-05-2015
Barbara SteinhausMorgan StanleyCitigroup Global Markets Inc.12-05-2014
Hiram Antonio CortesMorgan StanleyCitigroup Global Markets Inc.09-19-2014
Stephen H. ParmiterMorgan StanleyCitigroup Global Markets Inc.08-15-2014
Hector Edgardo ContrerasMorgan StanleyCitigroup Global Markets Inc.$5005-15-2014
Henry Patrick KeatingMorgan StanleyCitigroup Global Markets Inc.$15004-15-2011
William Thomas McCormackMorgan StanleyCitigroup Global Markets Inc.04-15-2011
John Peter SolimanMorgan StanleyCitigroup Global Markets Inc.04-15-2011
Meghan MahoneyMorgan StanleyCitigroup Global Markets Inc.11-02-2009
Simon Wayne KongMorgan StanleyCitigroup Global Markets Inc.11-01-2009
Vincent William Walters Jr.Morgan StanleyCitigroup Global Markets Inc.06-08-2009
Stephen Robert WinstonMorgan StanleyCitigroup Global Markets Inc.$83306-01-2009
Evan Kenneth DangelMorgan StanleyCitigroup Global Markets Inc.$75006-01-2009
Michael Lorne GagliardiMorgan StanleyCitigroup Global Markets Inc.$75006-01-2009
Daniel Mark SchwartzMorgan StanleyCitigroup Global Markets Inc.$70506-01-2009
Richard Phillips Hale IIIMorgan StanleyCitigroup Global Markets Inc.$70406-01-2009
Michael Joseph MerlinMorgan StanleyCitigroup Global Markets Inc.$70006-01-2009
Raju Madhukar PathakMorgan StanleyCitigroup Global Markets Inc.$65006-01-2009
Michael Andrew BoysonMorgan StanleyCitigroup Global Markets Inc.$55006-01-2009
Aaron EdelmanMorgan StanleyCitigroup Global Markets Inc.$21606-01-2009
Seth Andrew CorenMorgan StanleyCitigroup Global Markets Inc.$21606-01-2009
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Showing 301 to 325 of 10,779 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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