Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Hunter BassMorgan StanleyBarclays Capital Inc.07-13-2015
Scott Charles JenningsMorgan StanleyBarclays Capital Inc.07-07-2015
William David LevyMorgan StanleyBarclays Capital Inc.06-26-2015
Joseph Vincent Parisi IIMorgan StanleyBarclays Capital Inc.$5006-26-2015
Dana Matthew JacobsMorgan StanleyBarclays Capital Inc.06-10-2015
Alan John VorwaldMorgan StanleyBarclays Capital Inc.$2506-10-2015
Paul M. BurkeMorgan StanleyBarclays Capital Inc.06-10-2015
Hunter Cash TremaineMorgan StanleyBarclays Capital Inc.04-17-2015
Robert Todd MyersMorgan StanleyBarclays Capital Inc.04-17-2015
Helen Thomasine AndrewsMorgan StanleyBarclays Capital Inc.04-17-2015
Richard Lin ZulickMorgan StanleyBarclays Capital Inc.03-20-2015
William Dale GriffinMorgan StanleyBarclays Capital Inc.$10003-20-2015
Sands Schrafft ChipmanMorgan StanleyBarclays Capital Inc.$15003-20-2015
Stacey A BeateyMorgan StanleyBarclays Capital Inc.03-20-2015
Jacqueline Marie VaidyaMorgan StanleyBarclays Capital Inc.02-12-2015
Warren Seth CohnMorgan StanleyBarclays Capital Inc.01-23-2015
James Eric FrankMorgan StanleyBarclays Capital Inc.10-29-2014
Fred Marshall GoberMorgan StanleyBarclays Capital Inc.$10010-29-2014
Deborah Ann RathbunMorgan StanleyBarclays Capital Inc.10-29-2014
Jared Eliot SoperMorgan StanleyBarclays Capital Inc.$110-29-2014
Larry George RothMorgan StanleyBarclays Capital Inc.$10009-19-2014
Sara Pierce ClarkMorgan StanleyBarclays Capital Inc.05-27-2014
Gerhard Thomas VanarkelMorgan StanleyBarclays Capital Inc.05-09-2014
Marne Alicia AltbaumMorgan StanleyBarclays Capital Inc.05-09-2014
Frank Leroy Coulson IIIMorgan StanleyBarclays Capital Inc.05-09-2014
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Showing 326 to 350 of 7,294 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.