Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Stuart LeventhalMorgan StanleyBarclays Capital Inc.$10004-17-2014
Charles J. HahnMorgan StanleyBarclays Capital Inc.04-07-2014
Douglas Michael QuartnerMorgan StanleyBarclays Capital Inc.03-17-2014
Romel Reinaldo RodriguezMorgan StanleyBarclays Capital Inc.01-17-2014
Roberto FrazaoMorgan StanleyBarclays Capital Inc.01-10-2014
Ricardo Barcellus PereiraMorgan StanleyBarclays Capital Inc.01-10-2014
Ivan Roberto PalacinoMorgan StanleyBarclays Capital Inc.$5001-06-2014
Kimberly Beth BucelloMorgan StanleyBarclays Capital Inc.12-11-2013
Francesca FabiettiMorgan StanleyBarclays Capital Inc.12-03-2013
Carlos Alberto GalloMorgan StanleyBarclays Capital Inc.$10011-15-2013
Jeannie Paola Adams-CamblinMorgan StanleyBarclays Capital Inc.11-15-2013
Francesca Maria ZavoltaMorgan StanleyBarclays Capital Inc.10-04-2013
Carmine N. RulloMorgan StanleyBarclays Capital Inc.$2509-13-2013
Steven GazianoMorgan StanleyBarclays Capital Inc.09-13-2013
Gregory H BarbeauMorgan StanleyBarclays Capital Inc.09-13-2013
Elizabeth Helen MacdonaldMorgan StanleyBarclays Capital Inc.09-13-2013
Christopher Earl BenderMorgan StanleyBarclays Capital Inc.08-01-2013
Christopher Allen PareresMorgan StanleyBarclays Capital Inc.05-20-2013
Catherine Bowen DanielMorgan StanleyBarclays Capital Inc.04-15-2013
Eric ReizisMorgan StanleyBarclays Capital Inc.04-02-2013
Paul Michael GraniteMorgan StanleyBarclays Capital Inc.03-14-2013
Jayne Genevieve LawaichMorgan StanleyBarclays Capital Inc.01-10-2013
Howard Allen ShallcrossMorgan StanleyBarclays Capital Inc.11-23-2012
Gregory E. MartinezMorgan StanleyBarclays Capital Inc.08-15-2012
Robert Stephen Loftis Jr.Morgan StanleyBarclays Capital Inc.08-15-2012
« Previous PageNext Page »

Showing 351 to 375 of 7,294 entries

Page 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.