Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elana Beth GofmanMorgan StanleyAllianceBernstein Investments, Inc.03-18-2010
Brian David StokesMorgan StanleyAllianceBernstein Investments, Inc.09-14-2009
Donald Brian Grennon Jr.Morgan StanleyAllianceBernstein L.P.06-08-2016
Ayanna Elizabeth Marie DunnMorgan StanleyAllianceBernstein L.P.03-04-2014
Bradlee A. BerkMorgan StanleyAllianceBernstein L.P.02-11-2014
Timothy Neal TraceyMorgan StanleyAllianceBernstein L.P.06-26-2013
Alan Bertram Whitaker IIIMorgan StanleyAllianceBernstein L.P.03-14-2013
Bareq Asif PeshtazMorgan StanleyAllianceBernstein L.P.03-11-2013
William Henry Atha IIMorgan StanleyAllianceBernstein L.P.03-30-2012
Stephen Anthony CalderaraMorgan StanleyAllianceBernstein L.P.06-14-2010
Harry Mulford Jewett IVMorgan StanleyAllianz Global Investors Distributors LLC09-08-2016
Gregory Michael SidelMorgan StanleyAllstate Financial Services, LLC04-24-2017
Daniel Lee ShuckMorgan StanleyAllstate Financial Services, LLC10-11-2016
Solomon Davis IIIMorgan StanleyAllstate Financial Services, LLC12-23-2015
Elizabeth Portia ParkerMorgan StanleyAllstate Financial Services, LLC$1012-03-2015
Michael Robert CarboneMorgan StanleyAllstate Financial Services, LLC06-26-2013
Kevin Paul LydonMorgan StanleyAllstate Financial Services, LLC$5006-01-2012
Andres Velasquez Jr.Morgan StanleyAllstate Financial Services, LLC03-15-2012
Jorge H DiazMorgan StanleyAllstate Financial Services, LLC$1004-01-2010
Jeffrey David StanleyMorgan StanleyAllstate Financial Services, LLC08-24-2009
Jeffrey Neil KellerMorgan StanleyALPS Distributors, Inc.07-22-2015
Lynsey Lee ShepardMorgan StanleyALPS Distributors, Inc.06-26-2013
John Anthony ArmaoMorgan StanleyAm Capital Llc03-15-2013
Joseph Taylor KrofcheckMorgan StanleyAm Capital Llc03-11-2013
David K. KatzMorgan StanleyAm Capital Llc01-14-2013
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Showing 26 to 50 of 7,294 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.