Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Livingston MeikleMorgan StanleyAXA Advisors, LLC05-18-2018
Courtney E BurkeMorgan StanleyAXA Advisors, LLC04-30-2018
Richard C GubitosiMorgan StanleyAXA Advisors, LLC04-18-2018
Joseph Barrett FlanneryMorgan StanleyAXA Advisors, LLC03-16-2018
Jeffrey Alan RichertMorgan StanleyAXA Advisors, LLC11-06-2017
Thomas John Van DykMorgan StanleyAXA Advisors, LLC10-30-2017
Paul M. MichlikMorgan StanleyAXA Advisors, LLC10-03-2017
Francis John ScandaleMorgan StanleyAXA Advisors, LLC01-13-2016
Colleen Mcguire TremblayMorgan StanleyAXA Advisors, LLC01-05-2016
Andrea K. FisherMorgan StanleyAXA Advisors, LLC11-18-2015
Rick BerryMorgan StanleyAXA Advisors, LLC01-16-2014
Patrick K. TaylorMorgan StanleyAXA Advisors, LLC11-01-2013
Alex Douglas ColeMorgan StanleyAXA Advisors, LLC08-30-2013
James FerraioliMorgan StanleyAXA Advisors, LLC07-25-2013
Gary McPhersonMorgan StanleyAXA Advisors, LLC04-15-2013
Barrington Leonard MinnisMorgan StanleyAXA Advisors, LLC07-23-2012
Stephen Charles ScottMorgan StanleyAXA Advisors, LLC05-14-2012
Pei-Chin AndrewMorgan StanleyAXA Advisors, LLC09-19-2011
Melissa M. CongerMorgan StanleyAXA Advisors, LLC09-07-2010
Lawrence W BahrMorgan StanleyAXA Advisors, LLC09-04-2009
Matthew A. CutlerMorgan StanleyAXA Advisors, LLC08-27-2009
Goran LazarevicMorgan StanleyB. C. Ziegler and Company08-11-2017
Brian Matthew NeeleyMorgan StanleyB. Riley FBR, Inc.$10003-31-2016
Elizabeth Ann PetersonMorgan StanleyBanc of America Investment Services, Inc.09-14-2009
Lloyd James RobertsonMorgan StanleyBanc of America Investment Services, Inc.08-24-2009
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Showing 76 to 100 of 10,779 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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