Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Thomas FrancisMorgan StanleyAmeriprise Financial Services, LLC08-26-2016
Jeffrey James CramptonMorgan StanleyAmeriprise Financial Services, LLC$5008-26-2016
Yahui LuMorgan StanleyAmeriprise Financial Services, LLC07-13-2016
Michael Dominick MarchettaMorgan StanleyAmeriprise Financial Services, LLC$5005-13-2016
Kimberly Sizemore MoserMorgan StanleyAmeriprise Financial Services, LLC03-24-2016
Frederick AveryMorgan StanleyAmeriprise Financial Services, LLC03-21-2016
Travis William KnottMorgan StanleyAmeriprise Financial Services, LLC03-11-2016
Gerard Howard ThornMorgan StanleyAmeriprise Financial Services, LLC$1001-22-2016
Charles Andrew FischerMorgan StanleyAmeriprise Financial Services, LLC$2501-22-2016
William Edward StyleMorgan StanleyAmeriprise Financial Services, LLC$2510-02-2015
James Robert HoskinsMorgan StanleyAmeriprise Financial Services, LLC09-30-2015
Michael Anthony PersaudMorgan StanleyAmeriprise Financial Services, LLC07-16-2015
Irwin Gordon PersaudMorgan StanleyAmeriprise Financial Services, LLC07-16-2015
Jennifer Kathryn MakrasMorgan StanleyAmeriprise Financial Services, LLC$5006-23-2015
Victor Baughman YoungMorgan StanleyAmeriprise Financial Services, LLC06-01-2015
Virginia Swingle StevensMorgan StanleyAmeriprise Financial Services, LLC05-22-2015
Jasmine Giszelle GarrettMorgan StanleyAmeriprise Financial Services, LLC09-12-2014
Brandy Lynn DebrouxMorgan StanleyAmeriprise Financial Services, LLC06-19-2014
Michael Alan BinzMorgan StanleyAmeriprise Financial Services, LLC06-12-2014
Giliane Marielaurence CannavoMorgan StanleyAmeriprise Financial Services, LLC05-23-2014
Ryan Charles KennedyMorgan StanleyAmeriprise Financial Services, LLC01-17-2014
Joseph Hammond BarnettMorgan StanleyAmeriprise Financial Services, LLC01-06-2014
Adam Scott RafalskiMorgan StanleyAmeriprise Financial Services, LLC12-20-2013
Kevin P McNeelyMorgan StanleyAmeriprise Financial Services, LLC12-19-2013
Robert Joseph Duffy IIIMorgan StanleyAmeriprise Financial Services, LLC12-18-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.