Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leslie Byron WilliamsMorgan StanleyAmeriprise Financial Services, LLC$1012-13-2013
Gary J. FrenchMorgan StanleyAmeriprise Financial Services, LLC11-25-2013
James Henry GallegosMorgan StanleyAmeriprise Financial Services, LLC$15010-02-2013
Leo Otto EastmanMorgan StanleyAmeriprise Financial Services, LLC09-24-2013
Maria Joy KotmanMorgan StanleyAmeriprise Financial Services, LLC09-18-2013
John David MacikMorgan StanleyAmeriprise Financial Services, LLC07-25-2013
David E MottMorgan StanleyAmeriprise Financial Services, LLC$15006-14-2013
David Louis FormanMorgan StanleyAmeriprise Financial Services, LLC$5006-13-2013
Phillip Scott GarrettMorgan StanleyAmeriprise Financial Services, LLC05-20-2013
Sharon Lee MaloneyMorgan StanleyAmeriprise Financial Services, LLC$5005-01-2013
Jennifer Elizabeth SchilterMorgan StanleyAmeriprise Financial Services, LLC03-18-2013
Mary Kimberly BedellMorgan StanleyAmeriprise Financial Services, LLC01-18-2013
Kristin Elizabeth KolinofskyMorgan StanleyAmeriprise Financial Services, LLC01-14-2013
Natalie Alyce DinunzioMorgan StanleyAmeriprise Financial Services, LLC12-17-2012
Michael C MarraMorgan StanleyAmeriprise Financial Services, LLC12-10-2012
Kelley Elizabeth McGoldrickMorgan StanleyAmeriprise Financial Services, LLC12-04-2012
Janet Marie HroncichMorgan StanleyAmeriprise Financial Services, LLC$15007-13-2012
Thomas PalazzoMorgan StanleyAmeriprise Financial Services, LLC$5007-13-2012
Ross Stefan AndersonMorgan StanleyAmeriprise Financial Services, LLC07-13-2012
John Holland RinggenbergMorgan StanleyAmeriprise Financial Services, LLC06-18-2012
Robert D. WarrenMorgan StanleyAmeriprise Financial Services, LLC06-18-2012
Brooke Marie SugameleMorgan StanleyAmeriprise Financial Services, LLC06-13-2012
Joshua Adesoji HaastrupMorgan StanleyAmeriprise Financial Services, LLC06-01-2012
Helen Elizabeth FokianosMorgan StanleyAmeriprise Financial Services, LLC04-30-2012
Larry Don HewittMorgan StanleyAmeriprise Financial Services, LLC03-13-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.