Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Dale GriffinMorgan StanleyBarclays Capital Inc.$10003-20-2015
Richard Lin ZulickMorgan StanleyBarclays Capital Inc.03-20-2015
Warren Seth CohnMorgan StanleyBarclays Capital Inc.01-23-2015
James Eric Frank, Fred Marshall Gober, Jared Eliot SoperMorgan StanleyBarclays Capital Inc.10-29-2014
Frank Leroy Coulson IIIMorgan StanleyBarclays Capital Inc.05-09-2014
Andrew Stuart LeventhalMorgan StanleyBarclays Capital Inc.$10004-17-2014
Douglas Michael QuartnerMorgan StanleyBarclays Capital Inc.03-17-2014
Romel Reinaldo RodriguezMorgan StanleyBarclays Capital Inc.01-17-2014
Kimberly Beth BucelloMorgan StanleyBarclays Capital Inc.12-11-2013
Carlos Alberto GalloMorgan StanleyBarclays Capital Inc.11-15-2013
Jeannie Paola Adams-CamblinMorgan StanleyBarclays Capital Inc.11-15-2013
Francesca Maria ZavoltaMorgan StanleyBarclays Capital Inc.10-04-2013
Carmine N. Rullo, Steven Gaziano, Gregory H BarbeauMorgan StanleyBarclays Capital Inc.$2509-13-2013
Catherine Bowen DanielMorgan StanleyBarclays Capital Inc.04-15-2013
Howard Allen ShallcrossMorgan StanleyBarclays Capital Inc.11-23-2012
Robert Stephen Loftis Jr.Morgan StanleyBarclays Capital Inc.08-15-2012
Abbey H GladstoneMorgan StanleyBarclays Capital Inc.05-30-2012
Milin Shyam RaoMorgan StanleyBarclays Capital Inc.09-06-2011
Eduardo Alvarez AndreuMorgan StanleyBarclays Capital Inc.05-21-2010
Yunjin LeeMorgan StanleyBarclays Capital Inc.12-07-2009
Thomas M. FarringtonMorgan StanleyBay Crest Partners, LLC09-21-2018
Miguel Alejandro AlvarezMorgan StanleyBB&T Investment Services, Inc.09-01-2017
Richard Haley HobgoodMorgan StanleyBB&T Investment Services, Inc.06-30-2017
Jennifer Susan AtenMorgan StanleyBB&T Investment Services, Inc.03-04-2016
Orlando LescanoMorgan StanleyBB&T Investment Services, Inc.$5009-04-2014
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Showing 126 to 150 of 10,774 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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