Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Schubert WebermeierMorgan StanleyAmeriprise Financial Services, LLC03-01-2010
Katie Ann SickleMorgan StanleyAmeriprise Financial Services, LLC02-24-2010
Aparna GuptaMorgan StanleyAmeriprise Financial Services, LLC02-08-2010
Christine Kay SpencerMorgan StanleyAmeriprise Financial Services, LLC02-08-2010
Rebecca Kates MillerMorgan StanleyAmeriprise Financial Services, LLC01-15-2010
John Kress Williams IIIMorgan StanleyAmeriprise Financial Services, LLC$1012-11-2009
Jeremy Russell HallMorgan StanleyAmeriprise Financial Services, LLC11-16-2009
Andrew John HallMorgan StanleyAmeriprise Financial Services, LLC08-19-2009
Amy Lynn HammockMorgan StanleyAmeritas Investment Company, LLC01-14-2014
Yu ZhangMorgan StanleyAmeritas Investment Company, LLC06-05-2012
Michael T HerronMorgan StanleyAndes Capital Group, LLC10-05-2009
Jennifer Marie ToddMorgan StanleyAnsasi Capital, LLC05-29-2014
Lauren Mouzayck MillardMorgan StanleyAprio Wealth Management, LLC10-17-2012
David Scott HarrisMorgan StanleyAristotle Capital Management, LLC03-22-2017
Jamie Brett GoldgrubMorgan StanleyArjent LLC08-15-2011
Christopher John DennisMorgan StanleyArkadios Capital12-24-2019
Ashley Elizabeth CutshallMorgan StanleyArvest Wealth Management02-17-2017
Brent Michael SuchyMorgan StanleyArvest Wealth Management09-08-2015
Wayne Thomas ChoisnetMorgan StanleyArvest Wealth Management$2507-19-2013
Glen Edward YoungMorgan StanleyAshton Young, Inc.$10003-09-2020
Keri Ranae BurtonMorgan StanleyAskar Corp.08-19-2010
Michael Anthony PasquaMorgan StanleyAskar Corp.$5008-19-2010
Jose A Lopez Jr.Morgan StanleyATEL Securities Corporation06-13-2016
Paul MarkisMorgan StanleyAvalon Securities, Ltd.05-23-2011
John Thomas MontgomeryMorgan StanleyAvant-Garde Advisors LLC09-27-2013
« Previous PageNext Page »

Showing 151 to 175 of 7,260 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.