Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph LarkinMorgan StanleyAvantax Investment Services, Inc.01-22-2020
Howard Mark WilnerMorgan StanleyAvantax Investment Services, Inc.$10001-04-2016
Raymond John McFaul Jr.Morgan StanleyAvantax Investment Services, Inc.01-04-2016
John OpiatowskiMorgan StanleyAvantax Investment Services, Inc.09-19-2013
Kimberly Ann Nute-JonesMorgan StanleyAvantax Investment Services, Inc.11-14-2012
Brandon Bruce MajorMorgan StanleyAvantax Investment Services, Inc.08-22-2012
Charles Lester MooreMorgan StanleyAvantax Investment Services, Inc.$2501-24-2012
George James GileMorgan StanleyAvantax Investment Services, Inc.10-04-2010
Tricia EliasonMorgan StanleyAvantax Investment Services, Inc.05-17-2010
Joseph Gary CruzanMorgan StanleyAvantax Investment Services, Inc.08-24-2009
Dhruv DhawanMorgan StanleyAvatar Securities, LLC07-23-2019
Robert Michael RubinMorgan StanleyAvatar Securities, LLC01-15-2015
Paul VabakosMorgan StanleyAvatar Securities, LLC07-29-2014
William C YinMorgan StanleyAvatar Securities, LLC04-01-2013
John Robert SearerMorgan StanleyAXA Advisors, LLC04-21-2020
Chloe Reann SmithMorgan StanleyAXA Advisors, LLC04-09-2020
Thomas Quinlan HodgsonMorgan StanleyAXA Advisors, LLC01-22-2020
Aidan Reed RodriguezMorgan StanleyAXA Advisors, LLC10-22-2019
Antan R. WilsonMorgan StanleyAXA Advisors, LLC07-18-2019
Rhoundy J JonesMorgan StanleyAXA Advisors, LLC07-02-2019
Carol S. YoungMorgan StanleyAXA Advisors, LLC06-26-2019
Truman D CooperMorgan StanleyAXA Advisors, LLC06-25-2019
Mohammad W WahidMorgan StanleyAXA Advisors, LLC06-17-2019
Corey M. SundayMorgan StanleyAXA Advisors, LLC05-13-2019
James MunroMorgan StanleyAXA Advisors, LLC10-22-2018
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Showing 176 to 200 of 7,294 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.