Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elias A LetayfMorgan StanleyBBVA Securities Inc.10-05-2015
Jesus ZamarripaMorgan StanleyBBVA Securities Inc.10-05-2015
Thomas Heflin Kennedy Jr.Morgan StanleyBBVA Securities Inc.$15010-27-2014
Micah Todd LowryMorgan StanleyBBVA Wealth Solutions Inc.07-20-2012
Patrick Paul Shannon Jr.Morgan StanleyBlackRock Investments, LLC02-01-2017
Catherine M. BitterlyMorgan StanleyBlackRock Investments, LLC09-27-2016
Sharon Harshbarger KuceraMorgan StanleyBlackRock Investments, LLC09-25-2015
Joshua A. YocamMorgan StanleyBluerock Capital Markets LLC09-28-2018
Adam Matthews SaundersMorgan StanleyBLV Securities09-10-2012
Daniel Alberto MendozaMorgan StanleyBMO Asset Management Corp.10-01-2012
Thomas Ernest Goss Jr.Morgan StanleyBMO Capital Markets Corp.01-20-2017
Anne M HattonMorgan StanleyBMO Harris Financial Advisors, Inc.07-18-2019
Lashell Louise LentzMorgan StanleyBMO Harris Financial Advisors, Inc.11-08-2013
Troy Reese CorbridgeMorgan StanleyBMO Harris Financial Advisors, Inc.04-15-2011
Daniele ConciMorgan StanleyBNP Paribas Investment Services, LLC11-11-2011
Edouard Yves Crepy, Fulvio UrbinatiMorgan StanleyBNP Paribas Investment Services, LLC10-28-2011
Jason Daniel ManiscalcoMorgan StanleyBNY Mellon Securities Corporation02-17-2017
Allen Daniel BarnettMorgan StanleyBOK Financial Services, Inc.10-19-2015
Stephen Aubrey WheetleyMorgan StanleyBOK Financial Services, Inc.10-19-2015
Michael Dennis SteinmetzMorgan StanleyBOK Financial Services, Inc.04-09-2015
Edward Crane SweeneyMorgan StanleyBoomerang Capital LLC01-25-2016
Deirdre DennehyMorgan StanleyBoston Private Wealth05-07-2019
Timothy David LonerganMorgan StanleyBoston Private Wealth05-07-2019
Tate Smathers HaireMorgan StanleyBoston Private Wealth01-29-2019
John Michael Carroll Jr.Morgan StanleyBoston Private Wealth03-06-2018
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Showing 176 to 200 of 10,780 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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