Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lindsay Marie PazdanMorgan StanleyBoston Private Wealth$10006-17-2015
Alicia Mary AndreMorgan StanleyBoston Private Wealth$10006-16-2015
David B. PurkeyMorgan StanleyBrandt Equities LLC11-05-2012
Alex Mamon CenaMorgan StanleyBrazos Securities, Inc.02-14-2017
Cameron W GreenwoodMorgan StanleyBreen Investors LP08-31-2009
Jorge Luis MorassoMorgan StanleyBrickell Global Markets, Inc.09-16-2014
Carlos Guillermo RodriguezMorgan StanleyBrickell Global Markets, Inc.09-02-2014
James Patrick MattiMorgan StanleyBright Trading, LLC04-22-2016
Adam Joseph MurrayMorgan StanleyBryant Park Capital Securities, Inc.04-11-2011
Daniel John BryantMorgan StanleyBt Pacific Partners, Llc05-09-2011
Christopher StalaMorgan StanleyBuckman, Buckman & Reid, Inc.02-13-2018
Michael B KissiMorgan StanleyCabot Lodge Securities LLC07-24-2013
Dana Suzanne DerrickMorgan StanleyCadaret, Grant & Co., Inc.09-17-2018
Robert Bradley StedmanMorgan StanleyCadaret, Grant & Co., Inc.07-25-2013
Vicky N KatwalaMorgan StanleyCalamos Financial Services LLC04-23-2014
Eduardo Francisco Mendiola Jr.Morgan StanleyCalamos Financial Services LLC02-11-2014
Clinton Edward CurtrightMorgan StanleyCallan Capital, LLC04-19-2014
Samuel Russell KernerMorgan StanleyCambridge Investment Research, Inc.07-25-2018
John D Oakes Jr.Morgan StanleyCambridge Investment Research, Inc.08-31-2009
Lee Eric LevyMorgan StanleyCanid Asset Management05-24-2016
Donald John HealyMorgan StanleyCantor Fitzgerald & Co.01-05-2017
Mark Richard TaylorMorgan StanleyCapital Guardian Trust Company11-04-2014
Jimmy Xufre LourencoMorgan StanleyCapital One Investing, LLC06-15-2018
Ben R Roland GegenheimerMorgan StanleyCapital One Investing, LLC07-20-2017
George John Lampard IIIMorgan StanleyCapital One Investment Services LLC05-04-2012
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Showing 201 to 225 of 10,779 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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