Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David B. GlicksteinMorgan StanleyBanc of America Securities LLC08-31-2009
Ryan Addison AlessiMorgan StanleyBancWest Investment Services, Inc.12-21-2017
Adams Clemente AgtarapMorgan StanleyBancWest Investment Services, Inc.$2503-18-2016
Joshua I HartMorgan StanleyBancWest Investment Services, Inc.09-01-2015
Nita Pei-Lin MaMorgan StanleyBancWest Investment Services, Inc.10-10-2013
Davin Pao ChenMorgan StanleyBancWest Investment Services, Inc.09-20-2013
Charles Joseph ReyesMorgan StanleyBankers Life Securities, Inc.03-06-2018
Kapena Kaumualii LumMorgan StanleyBankoh Investment Services, Inc.$1009-11-2015
Louis GreifMorgan StanleyBarclays08-03-2015
Kerri Connellan, Jim PucciarelliMorgan StanleyBarclays$1,00007-13-2015
Francesca ZavoltaMorgan StanleyBarclays$7410-04-2013
Howard ShallcrossMorgan StanleyBarclays$8011-23-2012
Eliot RossMorgan StanleyBarclays$9806-29-2012
Michael Walter SchaferMorgan StanleyBarclays Capital Inc.12-11-2015
David Francis ManciMorgan StanleyBarclays Capital Inc.10-20-2015
Mark David FinneganMorgan StanleyBarclays Capital Inc.$2509-21-2015
Christopher Allan Gillette, Christine Elizabeth GentilucciMorgan StanleyBarclays Capital Inc.09-21-2015
James F Fitzgerald IIIMorgan StanleyBarclays Capital Inc.09-21-2015
Louis Jay GreifMorgan StanleyBarclays Capital Inc.08-03-2015
Marc Israel Karetsky, Sylvia Herman GortMorgan StanleyBarclays Capital Inc.$15007-14-2015
Kerri Keisler ConnellanMorgan StanleyBarclays Capital Inc.$10007-13-2015
Norman Fred Siegel, Brian Samuel Schneider, Bradley Hunter BassMorgan StanleyBarclays Capital Inc.$2507-13-2015
Dana Matthew Jacobs, Alan John VorwaldMorgan StanleyBarclays Capital Inc.06-10-2015
Paul M. BurkeMorgan StanleyBarclays Capital Inc.06-10-2015
Robert Todd MyersMorgan StanleyBarclays Capital Inc.04-17-2015
« Previous PageNext Page »

Showing 101 to 125 of 10,784 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.