Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lewis Lee KasowitzMorgan StanleyA.G.P. / Alliance Global Partners$10007-19-2013
Armando AcevedoMorgan StanleyActinver Securities, Inc.07-05-2013
Jan DoernteMorgan StanleyADP Broker-Dealer, Inc.08-18-2014
Richard Alan CatiponMorgan StanleyAdvanced Equities, Inc.11-12-2012
Harlene Liss GantmanMorgan StanleyAegis Capital Corp.11-29-2018
Ryan Peter WroblewskiMorgan StanleyAegis Capital Corp.04-26-2016
Suni Klare ConwayMorgan StanleyAIG Capital Services, Inc.10-24-2017
John Michael ColeMorgan StanleyAK Capital, LLC11-15-2010
Brian David StokesMorgan StanleyAllianceBernstein Investments, Inc.09-14-2009
David Langford MidgleyMorgan StanleyAlliancebernstein L.P.08-23-2019
Donald Brian Grennon Jr.Morgan StanleyAllianceBernstein L.P.06-08-2016
Ayanna Elizabeth Marie DunnMorgan StanleyAllianceBernstein L.P.03-04-2014
Timothy Neal TraceyMorgan StanleyAllianceBernstein L.P.06-26-2013
Bareq Asif PeshtazMorgan StanleyAllianceBernstein L.P.03-11-2013
William Henry Atha IIMorgan StanleyAllianceBernstein L.P.03-30-2012
Stephen Anthony CalderaraMorgan StanleyAllianceBernstein L.P.06-14-2010
Harry Mulford Jewett IVMorgan StanleyAllianz Global Investors Distributors LLC09-08-2016
Solomon Davis IIIMorgan StanleyAllstate Financial Services, LLC12-23-2015
Kevin Paul LydonMorgan StanleyAllstate Financial Services, LLC$5006-01-2012
Ricardo Andres SucreMorgan StanleyAmerant Investments, Inc.09-19-2014
Javier Alfredo BricenoMorgan StanleyAmerant Investments, Inc.09-19-2014
Desiree Nicole WodickerMorgan StanleyAmeriprise Financial Services, Inc.06-12-2019
Kyle Anthony MedeirosMorgan StanleyAmeriprise Financial Services, Inc.08-29-2018
Jacqueline Kwong, Jonathan YoungMorgan StanleyAmeriprise Financial Services, Inc.$2,00009-01-2017
Bruce Mathew GallowayMorgan StanleyAmeriprise Financial Services, Inc.$3608-04-2017
Next Page »

Showing 1 to 25 of 10,785 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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