Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nini WuMorgan StanleyCetera Investment Services LLC01-31-2020
Alice Bernice ChowMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-17-2020
Gilbert ZuckerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-17-2020
Kellen Shane BirdsallMorgan StanleyThrivent Investment Management Inc.12-23-2019
Sarah Elizabeth BirdMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2019
Thomas M ShearerMorgan StanleyGoldman Sachs & Co.12-19-2019
Mark Linus FosterMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10012-13-2019
Carlo Eugenio ValerioMorgan StanleyUBS Financial Services Inc.12-12-2019
Keary James DidierMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$5012-12-2019
Nathaniel Robert Bucklin OsborneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2019
John PalazzettiMorgan StanleyPark Avenue Securities LLC$15012-11-2019
Stefan David PapasoffMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2019
Mark Alan JacobyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2019
Peter Wilhelm KuylenstiernaMorgan StanleyJ.P. Morgan Securities LLC$15012-06-2019
Maria X. Guevara FajardoMorgan StanleyUBS Financial Services Inc.$2512-06-2019
Carolina ThompsonMorgan StanleyUBS Financial Services Inc.12-06-2019
Stephan Albert MicklosMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Nicole Leatham Fernandez-SeoaneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Andrew J. HardingMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Nicholas William MarshMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Cassie Anne AlveyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Neil Seth OkunMorgan StanleyWells Fargo Advisors Financial Network, LLC$5012-05-2019
Yan BinderMorgan StanleyWells Fargo Advisors Financial Network, LLC12-05-2019
Brooks Burgess JohnsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2019
Christian John RiemenschneiderMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-22-2019
Next Page »

Showing 1 to 25 of 7,545 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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