Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eddie Carreno Miguelina CorripioMorgan StanleyCitigroup Global Markets Inc.$17509-23-2016
William Goettert John EntenbergMorgan StanleyCitigroup Global Markets Inc.$1,00008-14-2015
Jimena HailsMorgan StanleyHSBC Securities (USA) Inc.$20005-01-2015
Mark F LeonardMorgan StanleySunTrust Investment Services, Inc.$43502-13-2015
Al Maulini Joseph ToranoMorgan StanleyHSBC Securities (USA) Inc.$12108-23-2013
Bryan SchonMorgan StanleyChase Investment Services Corp.$20511-01-2012
Emir Culov Amela Culov Rebecca RexMorgan StanleyHSBC Securities (USA) Inc.$17503-15-2012
Adam LeapleyMorgan StanleyChase Investment Services Corp.$20501-28-2011
Peter ChenMorgan StanleyCharles Schwab & Co., Inc.$17006-14-2011
Benjamin WooMorgan StanleyCharles Schwab & Co., Inc.$14007-13-2010
Joseph JiovenettaMorgan StanleyValMark Securities, Inc.$13011-10-2016
Mark RalstonMorgan StanleyLPL Financial LLC$14307-27-2012
Philip NobleMorgan StanleyLPL Financial LLC$11611-22-2011
Robert Coloret Mark DelmarMorgan StanleyAmeriprise Financial Services, LLC$10705-16-2011
Ronald Kern Rollins Rubsamen Jr W Joseph Sammons Myrteel WardMorgan StanleyWFG Investments, Inc.$3,40011-17-2010
Jonathan PriceMorgan StanleyCommonwealth Financial Network$15310-28-2010
Laurence BraunsteinMorgan StanleyFirst Allied Securities, Inc.$20007-22-2010
Christopher WalkleyMorgan StanleyJanney Montgomery Scott LLC$10608-22-2017
Ken FurstMorgan StanleyStifel, Nicolaus & Company, Incorporated$28010-28-2016
Jose FincheltubMorgan StanleyCredit Suisse Securities (USA) LLC$10703-24-2016
Mary DiChristofano Michael Sakach James WhitneyMorgan StanleyCredit Suisse Securities (USA) LLC$2,00003-18-2016
David Atallah Mike CassaMorgan StanleyCredit Suisse Securities (USA) LLC02-15-2016
Beth Scanlan Carol Abraham Calvin FongMorgan StanleyCredit Suisse Securities (USA) LLC$37501-27-2016
Richard Zinman Anthony Dertouzos John MorenoMorgan StanleyCredit Suisse Securities (USA) LLC$5,00011-23-2015
Louis GreifMorgan StanleyBarclays Capital Inc.08-03-2015
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Showing 1 to 25 of 4,540 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.