Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brendan Arthur DoyleMorgan StanleyPruco Securities, LLC.01-26-2009
Brandon Lee Edmondson Jr.Morgan StanleyWells Fargo Clearing Services, LLC$2505-22-2009
Henry Malcolm LynchMorgan StanleySunTrust Investment Services, Inc.05-29-2009
Lewis Albert MetzgerMorgan StanleyMorgan Stanley & Co. LLC$85006-01-2009
Stephen Robert WinstonMorgan StanleyCitigroup Global Markets Inc.$83306-01-2009
Evan Kenneth DangelMorgan StanleyCitigroup Global Markets Inc.$75006-01-2009
Michael Lorne GagliardiMorgan StanleyCitigroup Global Markets Inc.$75006-01-2009
Daniel Mark SchwartzMorgan StanleyCitigroup Global Markets Inc.$70506-01-2009
Richard Phillips Hale IIIMorgan StanleyCitigroup Global Markets Inc.$70406-01-2009
Michael Joseph MerlinMorgan StanleyCitigroup Global Markets Inc.$70006-01-2009
Raju Madhukar PathakMorgan StanleyCitigroup Global Markets Inc.$65006-01-2009
Michael Andrew BoysonMorgan StanleyCitigroup Global Markets Inc.$55006-01-2009
Aaron EdelmanMorgan StanleyCitigroup Global Markets Inc.$21606-01-2009
Seth Andrew CorenMorgan StanleyCitigroup Global Markets Inc.$21606-01-2009
Jerry William RohenMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Richard Alan PetitMorgan StanleyMorgan Stanley & Co. Incorporated$20006-01-2009
Michael Robertson SchockMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Kenneth FrankmanMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Robert Anthony PanzaMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
John Robert CampbellMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Mark Donald AllisonMorgan StanleyMorgan Stanley & Co. Incorporated$20006-01-2009
Norman Michael PolderdykMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Ronald Dennis RosenzweigMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Steven Paul Gobel Sr.Morgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Michael Randolph CollinsMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Next Page »

Showing 1 to 25 of 10,784 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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