Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Martin HoischMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15001-04-2009
Brendan Arthur DoyleMorgan StanleyPruco Securities, LLC.$50001-26-2009
Brandon Lee Edmondson Jr.Morgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25005-22-2009
Henry Malcolm LynchMorgan StanleySunTrust Investment Services, Inc.$10005-29-2009
Yvette Ana TramountMorgan StanleyUBS Financial Services Inc.$10006-01-2009
Wilhelm K LemkeMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15006-01-2009
Michael Patrick LoughneyMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-01-2009
Kathryn Alicia DunlopMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2009
Lynette A LisiewskiMorgan StanleyUBS Financial Services Inc.06-04-2009
Sean Marcus KenmoreMorgan StanleyEdward Jones$10006-08-2009
Jane Larriva RojasMorgan StanleyUbs International Inc.$15006-08-2009
David Joseph SchnallMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50006-08-2009
Luis Felipe MartinezMorgan StanleyUbs International Inc.$50006-08-2009
Richard Scott ShapiroMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2009
Julie M PalumboMorgan StanleyLPL Financial LLC06-09-2009
Joann WrobelMorgan StanleyJ.P. Morgan Securities LLC06-10-2009
William Stig ArataMorgan StanleyUBS Financial Services Inc.$15006-11-2009
Robin Adair CoombsMorgan StanleyUBS Financial Services Inc.$15006-11-2009
Aram Alexander KhavariMorgan StanleyUBS Financial Services Inc.$15006-11-2009
Daniel Adrian RozarioMorgan StanleyUBS Financial Services Inc.$25006-11-2009
Richard Alan Von LoeweMorgan StanleyUBS Financial Services Inc.$15006-12-2009
Jeffrey Aaron KaufmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-12-2009
Oscar B CantuMorgan StanleyWall Street Access$10006-15-2009
Michael James KosteckiMorgan StanleyRBC Capital Markets, LLC$15006-18-2009
Rocco Basillio LeporeMorgan StanleyRBC Capital Markets, LLC$15006-18-2009
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Showing 1 to 25 of 7,547 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.