Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brendan Arthur DoyleMorgan StanleyPruco Securities, LLC.$5001-26-2009
Anne Marie SmithMorgan StanleyCharles Schwab & Co., Inc.$10005-18-2009
Brandon Lee Edmondson Jr.Morgan StanleyWells Fargo Clearing Services, LLC$5005-22-2009
Henry Malcolm LynchMorgan StanleySunTrust Investment Services, Inc.$5005-29-2009
Helen Ivaska StewartMorgan StanleyRussell Investments06-01-2009
Michael Patrick LoughneyMorgan StanleyWells Fargo Clearing Services, LLC06-01-2009
Wilhelm K LemkeMorgan StanleyWells Fargo Clearing Services, LLC06-01-2009
Yvette Ana TramountMorgan StanleyUBS Financial Services Inc.$1506-01-2009
Lynette A LisiewskiMorgan StanleyUBS Financial Services Inc.06-04-2009
David Joseph SchnallMorgan StanleyWells Fargo Clearing Services, LLC06-08-2009
Jane Larriva RojasMorgan StanleyUbs International Inc.$15006-08-2009
Richard Scott ShapiroMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2009
Sean Marcus KenmoreMorgan StanleyEdward Jones06-08-2009
Julie M PalumboMorgan StanleyLPL Financial LLC06-09-2009
Joann WrobelMorgan StanleyJ.P. Morgan Securities LLC06-10-2009
Robin Adair Coombs, Daniel Adrian Rozario, Aram Alexander KhavariMorgan StanleyUBS Financial Services Inc.06-11-2009
Jeffrey Aaron KaufmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-12-2009
Richard Alan Von LoeweMorgan StanleyUBS Financial Services Inc.$15006-12-2009
Oscar B CantuMorgan StanleyWall Street Access$5006-15-2009
Michael James KosteckiMorgan StanleyRBC Capital Markets, LLC$15006-18-2009
Rocco Basillio LeporeMorgan StanleyRBC Capital Markets, LLC$15006-18-2009
Gerald Curtis SimmonsMorgan StanleyUBS Financial Services Inc.$5006-19-2009
John F GannonMorgan StanleyBanc of America Investment Services, Inc.06-22-2009
Dominick Stephen Lovecchio, Sunil Dharamraj BhavnaniMorgan StanleyUBS Financial Services Inc.06-25-2009
Melinda Darlene SungMorgan StanleyUBS Financial Services Inc.06-29-2009
Next Page »

Showing 1 to 25 of 5,442 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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