Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Benjamin BowlingMorgan StanleyEdward Jones10-18-2013
Aaron Christopher FraserMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Aaron Christopher WartesMorgan StanleyEdward Jones$5003-28-2013
Aaron D SanorMorgan StanleyUBS Financial Services Inc.09-30-2009
Aaron G. BrownMorgan StanleyFidelity Brokerage Services LLC04-20-2020
Aaron J. SousaMorgan StanleyTD Private Client Wealth LLC$15004-18-2018
Aaron Jacob GolubMorgan StanleySanford C. Bernstein & Co., LLC06-19-2019
Aaron Jason SotakMorgan StanleyUBS Financial Services Inc.$5006-17-2010
Aaron Joshua CirksenaMorgan StanleyPark Avenue Securities LLC03-27-2014
Aaron L RokeachMorgan StanleyGoldman Sachs & Co.06-21-2019
Aaron Leslie SapersteinMorgan StanleyWells Fargo Clearing Services, LLC$10003-28-2014
Aaron Lynn SuriffMorgan StanleyWaddell & Reed$5004-10-2015
Aaron M. SupitaMorgan StanleyJ.P. Morgan Securities LLC07-14-2014
Aaron Mcmichael BriggsMorgan StanleyNorthwestern Mutual Investment Services, LLC05-17-2011
Aaron Michael FinneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1010-16-2012
Aaron Paul GuarigliaMorgan StanleyJ.P. Morgan Securities LLC03-06-2015
Aaron Scott CastleMorgan StanleyFirst Trust Portfolios L.P.06-25-2014
Aaron Yoon Joon JangMorgan StanleyWells Fargo Clearing Services, LLC02-24-2012
Abbe Lynn SpectorMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1904-28-2017
Abbey H GladstoneMorgan StanleyBarclays Capital Inc.05-30-2012
Abby Renee HubbleMorgan StanleyWaddell & Reed$1010-05-2012
Abby Wolman McElroyMorgan StanleyRBC Capital Markets, LLC$10008-30-2017
Abel Macedo AraujoMorgan StanleyWells Fargo Clearing Services, LLC05-03-2013
Abhay N. KothariMorgan StanleyWestern Growers Financial Services, Inc.12-08-2015
Abigail Lynn SmithMorgan StanleyUBS Financial Services Inc.02-10-2011
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Showing 1 to 25 of 7,298 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.