Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Roger TabsheyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Roger BrookingMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Robert ZeunerMorgan StanleyWells Fargo Clearing Services, LLC$5007-11-2013
William Robert Waldeisen IIIMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
William Robert KnightMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Robert HassettMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
William Robert HarrisMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
William Robert ConteMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
William Robert ColeMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
William Robert BlackmonMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
William Richmond Ray ClearyMorgan StanleyAXA Advisors, LLC09-10-2018
William Richard VaculinMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
William Rex StamperMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
William Rankin SarranMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Randal LavertyMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
William Rafael HenningMorgan StanleyWells Fargo Clearing Services, LLC$5005-21-2015
William R BelloMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2011
William Prescott Wolcott Jr.Morgan StanleyJ.P. Morgan Securities LLC06-16-2016
William Philip SmithMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
William Peter SteckMorgan StanleyEdward Jones$1011-04-2011
William Pelham McNultyMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
William Patrick McGlothinMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Patrick GallagherMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Padden Mulvaney Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
William P Shade IVMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
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Showing 76 to 100 of 10,786 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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