Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler Wyatt TicenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-11-2019
Tyler Matthew Van LulMorgan StanleyThrivent Investment Management Inc.09-24-2018
Tyler Jay ChurchMorgan StanleyFirst Republic Securities Company, LLC05-03-2016
Tyler Clayton KerbyMorgan StanleyFidelity Brokerage Services LLC07-24-2015
Tyler Andrew BaileyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2019
Ty Edward RobbenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2019
Tsun Yen Chong LuoMorgan StanleyJ.P. Morgan Securities LLC02-28-2020
Truman D CooperMorgan StanleyEquitable Advisors, LLC06-25-2019
Troy Reese CorbridgeMorgan StanleyBMO Harris Financial Advisors, Inc.$5004-15-2011
Troy RazeggiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2019
Troy Michael CowdreyMorgan StanleySterne, Agee & Leach, Inc.07-28-2015
Troy Keith PewittMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-16-2019
Tristan C MouligneMorgan StanleyUBS Financial Services Inc.01-08-2010
Tricia Goodwin KinaneMorgan StanleyUBS Financial Services Inc.05-02-2011
Tricia Ann MercaldeMorgan StanleyUBS Financial Services Inc.10-05-2018
Trey Richard CookMorgan StanleyNYLIFE Securities LLC05-27-2016
Trevor Michael DareMorgan StanleyUBS Financial Services Inc.$10007-27-2012
Travis Scott FlingMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Travis Michael ScarbroughMorgan StanleySunTrust Robinson Humphrey, Inc.07-19-2013
Travis J HeitzingerMorgan StanleyJ.P. Morgan Securities LLC11-13-2014
Tracy Lynn KnoppMorgan StanleyUBS Financial Services Inc.08-26-2009
Tracy Holmes DuckworthMorgan StanleyUBS Financial Services Inc.$5009-13-2012
Tracy A ChanMorgan StanleyWells Fargo Clearing Services, LLC$5009-12-2014
Tracy A ChanMorgan StanleyWells Fargo Clearing Services, LLC$2509-11-2014
Tracie Ann LumpieszMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-28-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.